{
  "crd_number": 140745,
  "slug": "strategic-wealth-management-llc-briarcliff-manor-ny-140745",
  "primary_business_name": "STRATEGIC WEALTH MANAGEMENT LLC",
  "legal_name": "STRATEGIC WEALTH MANAGEMENT LLC",
  "dbas": [],
  "city": "Briarcliff Manor",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "state",
  "registration_status": "APPROVED",
  "registration_date": "2017-06-29",
  "years_registered": 9,
  "period": "2026-10-01",
  "filing_date": "2026-03-13",
  "carried_forward": false,
  "raum_total": 16492575.0,
  "raum_discretionary": 0.0,
  "raum_non_discretionary": 16492575.0,
  "raum_band": "under_25m",
  "raum_band_label": "Under $25 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "individuals": {
      "raum": 5917813.0,
      "count": 26
    },
    "high_net_worth_individuals": {
      "raum": 10574762.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "other",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "NY"
  ],
  "websites": [],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140745",
  "disclosure_items": [
    {
      "item": "11.A(2)",
      "question": "In the past ten years, has the firm or an advisory affiliate been charged with a felony?"
    }
  ],
  "city_as_filed": "BRIARCLIFF MANOR",
  "url": "https://advisorcensus.com/firm/strategic-wealth-management-llc-briarcliff-manor-ny-140745",
  "display_name": "Strategic Wealth Management LLC",
  "summary": "Strategic Wealth Management LLC is a state-registered investment advisory firm in Briarcliff Manor, NY, registered since 2017, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 13, 2026.",
  "citation": "AdvisorCensus. Strategic Wealth Management LLC (CRD 140745): Form ADV filing data as of October 2026.",
  "registration_type_label": "State-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Strategic Wealth Management LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Strategic Wealth Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure."
    },
    {
      "q": "Where is Strategic Wealth Management LLC located?",
      "a": "Strategic Wealth Management LLC's principal office is in Briarcliff Manor, NY, according to its Form ADV."
    },
    {
      "q": "Is Strategic Wealth Management LLC registered with the SEC or a state?",
      "a": "Strategic Wealth Management LLC is a state-registered investment advisory firm, registered since 2017. Status as filed: APPROVED. CRD 140745."
    },
    {
      "q": "How much does Strategic Wealth Management LLC manage?",
      "a": "Strategic Wealth Management LLC reports $16,492,575 in regulatory assets under management in its Form ADV filing dated March 13, 2026 (0% discretionary)."
    },
    {
      "q": "What types of clients does Strategic Wealth Management LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (26)."
    },
    {
      "q": "Does Strategic Wealth Management LLC report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.A(2) (felony charge in the past ten years). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140745"
    }
  ],
  "filing_history": [],
  "recent_changes": [],
  "fees_from_brochure": null,
  "custodians": [],
  "custodians_note": null,
  "markdown_url": "https://advisorcensus.com/firm/strategic-wealth-management-llc-briarcliff-manor-ny-140745.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 26,
      "fewer_than_5": false,
      "raum": 5917813.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": null,
      "fewer_than_5": true,
      "raum": 10574762.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/140745",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}