# Strategic Wealth Management, LLC

> Strategic Wealth Management, LLC is a state-registered investment advisory firm in Bend, OR, registered since 2009, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 15, 2025.

- CRD: 150765
- Filed as: STRATEGIC WEALTH MANAGEMENT, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Bend, OR
- Filing period: October 2026
- Form ADV filing dated: September 15, 2025
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/150765
- AdvisorCensus page: https://advisorcensus.com/firm/strategic-wealth-management-llc-bend-or-150765

## Quick answers

**How is Strategic Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Strategic Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Strategic Wealth Management, LLC located?**
Strategic Wealth Management, LLC's principal office is in Bend, OR, according to its Form ADV.

**Is Strategic Wealth Management, LLC registered with the SEC or a state?**
Strategic Wealth Management, LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 150765.

**How much does Strategic Wealth Management, LLC manage?**
Strategic Wealth Management, LLC reports $18,641,659 in regulatory assets under management in its Form ADV filing dated September 15, 2025 (100% discretionary).

**What types of clients does Strategic Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (12); individuals (other than high net worth individuals) (9); pension and profit sharing plans (but not the plan participants or government pension plans) (8).

**Does Strategic Wealth Management, LLC report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(2) (another regulator's finding of a violation) and 11.H(1)(b) (court finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150765

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)
- Commissions

### Regulatory assets under management (Item 5.F)
- Total: $18,641,659
- Discretionary: $18,641,659
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $2,437,765 |
| High net worth individuals | 12 | $10,496,336 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 8 | $5,707,558 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2009 (16 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: OR
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.H(1)(b): Has a domestic or foreign court ever found that the firm or an advisory affiliate was involved in a violation of investment-related statutes or regulations?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150765

### Websites listed on Form ADV (Item 1.I)
- [adviceforwealth.com](https://adviceforwealth.com)
- [strategicwealthmanagement.llc](https://strategicwealthmanagement.llc)
- Facebook @StrategicWealthLLC
- LinkedIn @557299

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strategic Wealth Management, LLC (CRD 150765): Form ADV filing data as of October 2026.