{ "crd_number": 171908, "slug": "strategic-wealth-management-llc-bedford-tx-171908", "primary_business_name": "STRATEGIC WEALTH MANAGEMENT, LLC", "legal_name": "STRATEGIC WEALTH MANAGEMENT, LLC", "dbas": [], "city": "Bedford", "state": "TX", "country": "United States", "cbsa_code": "19100", "metro": { "cbsa_code": "19100", "common_name": "Dallas", "msa_name": "Dallas-Fort Worth-Arlington, TX", "path": "/advisors/tx/dallas" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2018-04-02", "years_registered": 8, "period": "2026-10-01", "filing_date": "2026-03-09", "carried_forward": false, "raum_total": 157762701.0, "raum_discretionary": 157762701.0, "raum_non_discretionary": 0.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 2, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "individuals": { "raum": 29448905.0, "count": 110 }, "high_net_worth_individuals": { "raum": 127311675.0, "count": 64 }, "corporations_other_businesses": { "raum": 1002121.0, "count": 2, "fewer_than_5": true } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_businesses_institutional", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "LA", "TX", "WA" ], "websites": [ "https://in.linkedin.com/company/strategic-wealth-mgmt-llc", "https://linkedin.com/IN/KAREN-PENCE-B64600A9", "https://linkedin.com/IN/MATT-CONDIT-CFP%C2%AE-84AB6422", "https://linkedin.com/IN/MICHAEL-HORNUNG-CFP%C2%AE-BBBAB978", "https://strategicwealthmgmt.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/171908", "city_as_filed": "BEDFORD", "url": "https://advisorcensus.com/firm/strategic-wealth-management-llc-bedford-tx-171908", "display_name": "Strategic Wealth Management, LLC", "summary": "Strategic Wealth Management, LLC is an SEC-registered investment advisory firm in Bedford, TX, registered since 2018, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 9, 2026.", "citation": "AdvisorCensus. Strategic Wealth Management, LLC (CRD 171908): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Strategic Wealth Management, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Strategic Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Strategic Wealth Management, LLC located?", "a": "Strategic Wealth Management, LLC's principal office is in Bedford, TX, according to its Form ADV." }, { "q": "Is Strategic Wealth Management, LLC registered with the SEC or a state?", "a": "Strategic Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2018. Status as filed: Approved. CRD 171908." }, { "q": "How much does Strategic Wealth Management, LLC manage?", "a": "Strategic Wealth Management, LLC reports $157,762,701 in regulatory assets under management in its Form ADV filing dated March 9, 2026 (100% discretionary)." }, { "q": "How have Strategic Wealth Management, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Strategic Wealth Management, LLC: Regulatory assets under management: $133,436,520 in the October 2021 data and $157,762,701 in the October 2026 data, up 18%. Total employees: 5 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Strategic Wealth Management, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (110); high net worth individuals (64); corporations or other businesses not listed above (2)." }, { "q": "Which custodians does Strategic Wealth Management, LLC use?", "a": "Strategic Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists LPL Financial LLC as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Strategic Wealth Management, LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/171908" }, { "q": "What changed in Strategic Wealth Management, LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $130,513,205 to $157,762,701 (+21%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 133436520.0, "total_employees": 5, "filing_date": "2021-03-18" }, { "period": "2022-10-01", "regulatory_assets_under_management": 157500398.0, "total_employees": 5, "filing_date": "2022-03-23" }, { "period": "2023-10-01", "regulatory_assets_under_management": 132457538.0, "total_employees": 5, "filing_date": "2023-08-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 117839908.0, "total_employees": 5, "filing_date": "2024-06-25" }, { "period": "2025-10-01", "regulatory_assets_under_management": 130513205.0, "total_employees": 5, "filing_date": "2025-03-20" }, { "period": "2026-10-01", "regulatory_assets_under_management": 157762701.0, "total_employees": 4, "filing_date": "2026-03-09" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $130,513,205 to $157,762,701 (+21%)." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "LPL Financial LLC", "name_as_filed": "LPL FINANCIAL LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/strategic-wealth-management-llc-bedford-tx-171908.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 110, "fewer_than_5": false, "raum": 29448905.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 64, "fewer_than_5": false, "raum": 127311675.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 2, "fewer_than_5": true, "raum": 1002121.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/171908", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }