# Strategic Wealth Investment Group, LLC

> Strategic Wealth Investment Group, LLC is an SEC-registered investment advisory firm in Louisville, KY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 165474
- Filed as: STRATEGIC WEALTH INVESTMENT GROUP, LLC
- Also doing business as: STRATEGIC WEALTH DESIGNERS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Louisville, KY
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/165474
- AdvisorCensus page: https://advisorcensus.com/firm/strategic-wealth-investment-group-llc-louisville-ky-165474

## Quick answers

**How is Strategic Wealth Investment Group, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Strategic Wealth Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Strategic Wealth Investment Group, LLC charge?**
Its Form ADV Part 2A brochure dated March 23, 2026 states: Up to $1,000,000: 1.5% a year; $1,000,001 to $2,499,999: 1% a year; $2,500,000 to $4,999,999: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Strategic Wealth Investment Group, LLC located?**
Strategic Wealth Investment Group, LLC's principal office is in Louisville, KY, according to its Form ADV; the April 2026 filing also lists 19 other offices (Schedule D, Section 1.F).

**Is Strategic Wealth Investment Group, LLC registered with the SEC or a state?**
Strategic Wealth Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 165474.

**How much does Strategic Wealth Investment Group, LLC manage?**
Strategic Wealth Investment Group, LLC reports $1,384,291,490 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary).

**How have Strategic Wealth Investment Group, LLC's assets and staff changed since 2021?**
In the Form ADV data for Strategic Wealth Investment Group, LLC: Regulatory assets under management: $377,960,041 in the October 2021 data and $1,384,291,490 in the October 2026 data, up 266%. Total employees: 36 in October 2021 and 88 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Strategic Wealth Investment Group, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,614); high net worth individuals (286).

**Which custodians does Strategic Wealth Investment Group, LLC use?**
Strategic Wealth Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Strategic Wealth Investment Group, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165474

**Does Strategic Wealth Investment Group, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 23, 2026 says: "There is an account minimum, $7,500, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."

**What changed in Strategic Wealth Investment Group, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,110,956,980 to $1,384,291,490 (+25%). Added an office in Orlando, FL. Added an office in San Antonio, TX.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 23, 2026)

- Up to $1,000,000: 1.5% a year
- $1,000,001 to $2,499,999: 1% a year
- $2,500,000 to $4,999,999: 0.75% a year
- Above $5,000,000: 0.5% a year

> The following table represents the base schedule of fees charged by Strategic Wealth Investment Group LLC for services provided fees are based on assets under management

> First $1,000,000 1.50% 1,000,001- $2,499,999 1.00% $2,500,000 - $4,999,999 0.75% Above $5,000,000 0.50%

- Account minimum: $7,500 (the brochure says it may be waived or negotiated)

> There is an account minimum, $7,500, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,384,291,490
- Discretionary: $1,384,291,490
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 3,614 | $912,701,380 |
| High net worth individuals | 286 | $471,590,110 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Educational seminars/workshops

### Firm details
- Registered since: 2019 (6 years)
- Employees: 88 total, 41 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, DC, FL, GA, IA, ID, IL, IN, KS, KY, LA, MA, MD, MI, MN, MO, MT, NC, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, SC, TN, TX, VA, WA, WI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- Atlanta, GA
- Austin, TX
- Bellevue, WA
- Charlotte, NC
- Coral Gables, FL
- Dallas, TX
- Denver, CO
- Fort Worth, TX
- Houston, TX
- Indianapolis, IN
- Mason, OH
- Orlando, FL
- Peoria, AZ
- Plainfield, IN
- Raleigh, NC
- San Antonio, TX
- Tampa, FL
- Vienna, VA
- Westminster, CO

### Websites listed on Form ADV (Item 1.I)
- open.spotify.com/show/0hnd2oFoeXWbJiKuhc3Onh
- retirementplanninguniversity.com
- swdgroup.com
- youtube/strategicwealthdesigners
- Facebook @STRATEGICWEALTHDESIGNERS
- Instagram @strategicwealthdesigners
- X @SWDWealth

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $377,960,041 | 36 | August 17, 2021 |
| October 2022 | $490,119,220 | 45 | March 23, 2022 |
| October 2023 | $627,838,627 | 76 | September 7, 2023 |
| October 2024 | $900,767,493 | 76 | May 23, 2024 |
| October 2025 | $1,110,956,980 | 88 | May 22, 2025 |
| October 2026 | $1,384,291,490 | 88 | March 23, 2026 |

Regulatory assets under management: $377,960,041 in the October 2021 data and $1,384,291,490 in the October 2026 data, up 266%.
Total employees: 36 in October 2021 and 88 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,110,956,980 to $1,384,291,490 (+25%).
- Added an office in Orlando, FL.
- Added an office in San Antonio, TX.

### January 2026
- Registered or notice-filed in NY.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strategic Wealth Investment Group, LLC (CRD 165474): Form ADV filing data as of October 2026.