{
  "crd_number": 165474,
  "slug": "strategic-wealth-investment-group-llc-louisville-ky-165474",
  "primary_business_name": "STRATEGIC WEALTH INVESTMENT GROUP, LLC",
  "legal_name": "STRATEGIC WEALTH INVESTMENT GROUP, LLC",
  "dbas": [
    "STRATEGIC WEALTH DESIGNERS"
  ],
  "city": "Louisville",
  "state": "KY",
  "country": "United States",
  "cbsa_code": "31140",
  "metro": {
    "cbsa_code": "31140",
    "common_name": "Louisville",
    "msa_name": "Louisville/Jefferson County, KY-IN",
    "path": "/advisors/ky/louisville"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2019-11-14",
  "years_registered": 6,
  "period": "2026-10-01",
  "filing_date": "2026-03-23",
  "carried_forward": false,
  "raum_total": 1384291490.0,
  "raum_discretionary": 1384291490.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 88,
  "advisory_employees": 41,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 912701380.0,
      "count": 3614
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 471590110.0,
      "count": 286
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "DC",
    "FL",
    "GA",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "MI",
    "MN",
    "MO",
    "MT",
    "NC",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "SC",
    "TN",
    "TX",
    "VA",
    "WA",
    "WI"
  ],
  "websites": [
    "https://facebook.com/STRATEGICWEALTHDESIGNERS",
    "https://instagram.com/strategicwealthdesigners",
    "https://open.spotify.com/show/0hnd2oFoeXWbJiKuhc3Onh?si=d88f14fa11714efe",
    "https://retirementplanninguniversity.com",
    "https://swdgroup.com",
    "https://x.com/SWDWealth",
    "https://youtube/strategicwealthdesigners"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165474",
  "city_as_filed": "LOUISVILLE",
  "url": "https://advisorcensus.com/firm/strategic-wealth-investment-group-llc-louisville-ky-165474",
  "display_name": "Strategic Wealth Investment Group, LLC",
  "summary": "Strategic Wealth Investment Group, LLC is an SEC-registered investment advisory firm in Louisville, KY, registered since 2019, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 23, 2026.",
  "citation": "AdvisorCensus. Strategic Wealth Investment Group, LLC (CRD 165474): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Strategic Wealth Investment Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Strategic Wealth Investment Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "What does Strategic Wealth Investment Group, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 states: Up to $1,000,000: 1.5% a year; $1,000,001 to $2,499,999: 1% a year; $2,500,000 to $4,999,999: 0.75% a year; Above $5,000,000: 0.5% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Strategic Wealth Investment Group, LLC located?",
      "a": "Strategic Wealth Investment Group, LLC's principal office is in Louisville, KY, according to its Form ADV; the April 2026 filing also lists 19 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Strategic Wealth Investment Group, LLC registered with the SEC or a state?",
      "a": "Strategic Wealth Investment Group, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 165474."
    },
    {
      "q": "How much does Strategic Wealth Investment Group, LLC manage?",
      "a": "Strategic Wealth Investment Group, LLC reports $1,384,291,490 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (100% discretionary)."
    },
    {
      "q": "How have Strategic Wealth Investment Group, LLC's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Strategic Wealth Investment Group, LLC: Regulatory assets under management: $377,960,041 in the October 2021 data and $1,384,291,490 in the October 2026 data, up 266%. Total employees: 36 in October 2021 and 88 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Strategic Wealth Investment Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (3,614); high net worth individuals (286)."
    },
    {
      "q": "Which custodians does Strategic Wealth Investment Group, LLC use?",
      "a": "Strategic Wealth Investment Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Strategic Wealth Investment Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/165474"
    },
    {
      "q": "Does Strategic Wealth Investment Group, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 23, 2026 says: \"There is an account minimum, $7,500, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation.\""
    },
    {
      "q": "What changed in Strategic Wealth Investment Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Regulatory assets under management went from $1,110,956,980 to $1,384,291,490 (+25%). Added an office in Orlando, FL. Added an office in San Antonio, TX."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 377960041.0,
      "total_employees": 36,
      "filing_date": "2021-08-17"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 490119220.0,
      "total_employees": 45,
      "filing_date": "2022-03-23"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 627838627.0,
      "total_employees": 76,
      "filing_date": "2023-09-07"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 900767493.0,
      "total_employees": 76,
      "filing_date": "2024-05-23"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1110956980.0,
      "total_employees": 88,
      "filing_date": "2025-05-22"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 1384291490.0,
      "total_employees": 88,
      "filing_date": "2026-03-23"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Regulatory assets under management went from $1,110,956,980 to $1,384,291,490 (+25%).",
        "Added an office in Orlando, FL.",
        "Added an office in San Antonio, TX."
      ]
    },
    {
      "period": "2026-01-01",
      "period_label": "January 2026",
      "notes": [
        "Registered or notice-filed in NY."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 23, 2026",
    "tiers": [
      {
        "band": "Up to $1,000,000",
        "rate": "1.5%"
      },
      {
        "band": "$1,000,001 to $2,499,999",
        "rate": "1%"
      },
      {
        "band": "$2,500,000 to $4,999,999",
        "rate": "0.75%"
      },
      {
        "band": "Above $5,000,000",
        "rate": "0.5%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$7,500",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $1,000,000: 1.5% a year",
          "$1,000,001 to $2,499,999: 1% a year",
          "$2,500,000 to $4,999,999: 0.75% a year",
          "Above $5,000,000: 0.5% a year"
        ],
        "quotes": [
          "The following table represents the base schedule of fees charged by Strategic Wealth Investment Group LLC for services provided fees are based on assets under management",
          "First $1,000,000 1.50%\n1,000,001- $2,499,999 1.00%\n$2,500,000 - $4,999,999 0.75%\nAbove $5,000,000 0.50%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $7,500 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "There is an account minimum, $7,500, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."
        ]
      }
    ],
    "quotes": [
      "The following table represents the base schedule of fees charged by Strategic Wealth Investment Group LLC for services provided fees are based on assets under management",
      "First $1,000,000 1.50%\n1,000,001- $2,499,999 1.00%\n$2,500,000 - $4,999,999 0.75%\nAbove $5,000,000 0.50%",
      "There is an account minimum, $7,500, which may be waived by the investment advisor, based on the needs of the client and the complexity of the situation."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/strategic-wealth-investment-group-llc-louisville-ky-165474.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 3614,
      "fewer_than_5": false,
      "raum": 912701380.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 286,
      "fewer_than_5": false,
      "raum": 471590110.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/165474",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}