# Strategic Wealth Capital

> Strategic Wealth Capital is an SEC-registered investment advisory firm in San Francisco, CA, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 326299
- Filed as: STRATEGIC WEALTH CAPITAL
- Legal name: Strategic Wealth Capital, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/326299
- AdvisorCensus page: https://advisorcensus.com/firm/strategic-wealth-capital-san-francisco-ca-326299

## Quick answers

**How is Strategic Wealth Capital compensated?**
On its Form ADV (Item 5.E, October 2026), Strategic Wealth Capital reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Strategic Wealth Capital charge?**
Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Strategic Wealth Capital located?**
Strategic Wealth Capital's principal office is in San Francisco, CA, according to its Form ADV.

**Is Strategic Wealth Capital registered with the SEC or a state?**
Strategic Wealth Capital is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 326299.

**How much does Strategic Wealth Capital manage?**
Strategic Wealth Capital reports $238,395,849 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Strategic Wealth Capital's assets and staff changed since 2023?**
In the Form ADV data for Strategic Wealth Capital: Regulatory assets under management: $171,502,968 in the October 2023 data and $238,395,849 in the October 2026 data, up 39%. Total employees: 5 in October 2023 and 5 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Strategic Wealth Capital serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (51); high net worth individuals (14); corporations or other businesses not listed above (1).

**Does Strategic Wealth Capital report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/326299

**Does Strategic Wealth Capital state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "The Adviser may waive its minimum asset of ($5,000,000), requirement based upon factors such as anticipated future earning capacity, anticipated future additional assets, account composition and complexity."

**What changed in Strategic Wealth Capital's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 1 to 2. Regulatory assets under management went from $206,478,697 to $238,395,849 (+15%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Asset-based fee: up to 2% of assets a year (the maximum the brochure states)

> The Adviser charges, monthly in advance, an annual fee of up to 2.00% of assets under management.

- Account minimum: $5,000,000 (the brochure says it may be waived or negotiated)

> The Adviser may waive its minimum asset of ($5,000,000), requirement based upon factors such as anticipated future earning capacity, anticipated future additional assets, account composition and complexity.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Regulatory assets under management (Item 5.F)
- Total: $238,395,849
- Discretionary: $238,395,849
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 51 | $78,627,613 |
| High net worth individuals | 14 | $153,906,236 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $5,862,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Educational seminars/workshops

### Firm details
- Registered since: 2023 (3 years)
- Employees: 5 total, 2 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, NY, OH, TX, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- strategicwealthcapital.com
- Instagram @strategicwealthcapital
- LinkedIn @strategicwealthcapital
- LinkedIn @cfpmba

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $171,502,968 | 5 | September 29, 2023 |
| October 2024 | $178,930,538 | 5 | March 28, 2024 |
| October 2025 | $206,478,697 | 4 | March 27, 2025 |
| October 2026 | $238,395,849 | 5 | March 31, 2026 |

Regulatory assets under management: $171,502,968 in the October 2023 data and $238,395,849 in the October 2026 data, up 39%.
Total employees: 5 in October 2023 and 5 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 1 to 2.
- Regulatory assets under management went from $206,478,697 to $238,395,849 (+15%).

### February 2026
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strategic Wealth Capital (CRD 326299): Form ADV filing data as of October 2026.