{ "crd_number": 142887, "slug": "strategic-retirement-advisors-llc-elk-grove-ca-142887", "primary_business_name": "STRATEGIC RETIREMENT ADVISORS, LLC", "legal_name": "STRATEGIC RETIREMENT ADVISORS, LLC", "dbas": [], "city": "Elk Grove", "state": "CA", "country": "United States", "cbsa_code": "40900", "metro": { "cbsa_code": "40900", "common_name": "Sacramento", "msa_name": "Sacramento-Roseville-Folsom, CA", "path": "/advisors/ca/sacramento" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2019-03-22", "years_registered": 7, "period": "2026-10-01", "filing_date": "2026-06-30", "carried_forward": false, "raum_total": 216909859.0, "raum_discretionary": 144000162.0, "raum_non_discretionary": 72909697.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 2, "advisory_employees": 2, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 216909859.0, "count": 945 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "pension_consulting", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 1, "states_registered": [ "CA", "NV" ], "websites": [ "https://strategicretirementadvisors.net", "https://total457.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142887", "disclosure_items": [ { "item": "11.H(2)", "question": "Is the firm or an advisory affiliate now the subject of a civil proceeding that could result in a yes answer to any part of 11.H(1)?" } ], "city_as_filed": "ELK GROVE", "url": "https://advisorcensus.com/firm/strategic-retirement-advisors-llc-elk-grove-ca-142887", "display_name": "Strategic Retirement Advisors, LLC", "summary": "Strategic Retirement Advisors, LLC is an SEC-registered investment advisory firm in Elk Grove, CA, registered since 2019, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated June 30, 2026.", "citation": "AdvisorCensus. Strategic Retirement Advisors, LLC (CRD 142887): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Pension consulting services", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Strategic Retirement Advisors, LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Strategic Retirement Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Strategic Retirement Advisors, LLC located?", "a": "Strategic Retirement Advisors, LLC's principal office is in Elk Grove, CA, according to its Form ADV; the July 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Strategic Retirement Advisors, LLC registered with the SEC or a state?", "a": "Strategic Retirement Advisors, LLC is an SEC-registered investment advisory firm, registered since 2019. Status as filed: Approved. CRD 142887." }, { "q": "How much does Strategic Retirement Advisors, LLC manage?", "a": "Strategic Retirement Advisors, LLC reports $216,909,859 in regulatory assets under management in its Form ADV filing dated June 30, 2026 (66% discretionary)." }, { "q": "How have Strategic Retirement Advisors, LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Strategic Retirement Advisors, LLC: Regulatory assets under management: $150,968,000 in the October 2021 data and $216,909,859 in the October 2026 data, up 44%. Total employees: 2 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Strategic Retirement Advisors, LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (945)." }, { "q": "Does Strategic Retirement Advisors, LLC report any disciplinary disclosures?", "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.H(2) (pending civil proceeding). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/142887" }, { "q": "Does Strategic Retirement Advisors, LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated June 30, 2026 says: \"SRA maintains an account minimum of $100,000, which may be waived by SRA in certain circumstances based on the needs of the client and the complexity of the client’s portfolio.\"" } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 150968000.0, "total_employees": 2, "filing_date": "2021-06-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 165950000.0, "total_employees": 2, "filing_date": "2022-03-31" }, { "period": "2023-10-01", "regulatory_assets_under_management": 163840000.0, "total_employees": 2, "filing_date": "2023-04-07" }, { "period": "2024-10-01", "regulatory_assets_under_management": 190851000.0, "total_employees": 2, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 214173360.0, "total_employees": 2, "filing_date": "2025-05-30" }, { "period": "2026-10-01", "regulatory_assets_under_management": 216909859.0, "total_employees": 2, "filing_date": "2026-06-30" } ], "recent_changes": [], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated June 30, 2026", "tiers": [], "flat_rate": null, "stated_range": null, "stated_maximum": null, "account_minimum": "$100,000", "account_minimum_may_be_waived": true, "minimum_annual_fee": null, "figures": [ { "label": "Account minimum", "statements": [ "Account minimum: $100,000 (the brochure says it may be waived or negotiated)" ], "quotes": [ "SRA maintains an account minimum of $100,000, which may be waived by SRA in certain circumstances based on the needs of the client and the complexity of the client’s portfolio." ] } ], "quotes": [ "SRA maintains an account minimum of $100,000, which may be waived by SRA in certain circumstances based on the needs of the client and the complexity of the client’s portfolio." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [], "custodians_note": null, "markdown_url": "https://advisorcensus.com/firm/strategic-retirement-advisors-llc-elk-grove-ca-142887.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 945, "fewer_than_5": false, "raum": 216909859.0 } ], "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.", "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/142887", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }