# Strategic Planning Group, Inc.

> Strategic Planning Group, Inc. is an SEC-registered investment advisory firm in Wellesley, MA, registered since 2011, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 17, 2026.

- CRD: 124855
- Filed as: STRATEGIC PLANNING GROUP, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Wellesley, MA
- Filing period: October 2026
- Form ADV filing dated: March 17, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/124855
- AdvisorCensus page: https://advisorcensus.com/firm/strategic-planning-group-inc-wellesley-ma-124855

## Quick answers

**How is Strategic Planning Group, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Strategic Planning Group, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Strategic Planning Group, Inc. located?**
Strategic Planning Group, Inc.'s principal office is in Wellesley, MA, according to its Form ADV.

**Is Strategic Planning Group, Inc. registered with the SEC or a state?**
Strategic Planning Group, Inc. is an SEC-registered investment advisory firm, registered since 2011. Status as filed: Approved. CRD 124855.

**How much does Strategic Planning Group, Inc. manage?**
Strategic Planning Group, Inc. reports $218,582,386 in regulatory assets under management in its Form ADV filing dated March 17, 2026 (97% discretionary).

**How have Strategic Planning Group, Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Strategic Planning Group, Inc.: Regulatory assets under management: $189,521,607 in the October 2021 data and $218,582,386 in the October 2026 data, up 15%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Strategic Planning Group, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (187); high net worth individuals (78).

**Which custodians does Strategic Planning Group, Inc. use?**
Strategic Planning Group, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists RBC Capital Markets, LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Strategic Planning Group, Inc. report any disciplinary disclosures?**
Reports 6 disclosure items on Form ADV Item 11: yes answers to 11.C(2) (SEC or CFTC finding of a violation), 11.C(4) (SEC or CFTC order), 11.D(2) (another regulator's finding of a violation), 11.D(4) (another regulator's order in the past ten years), 11.E(2) (self-regulatory organization's finding of a rule violation), and 11.E(4) (self-regulatory organization's expulsion, suspension, bar, or restriction). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124855

**Does Strategic Planning Group, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated March 10, 2026 says: "While the Advisor does not impose a formal minimum account size or minimum annual fees for investment management services. SPG reserves the right to determine that an account (or proposed account) is too small to be managed effectively."

**What changed in Strategic Planning Group, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Registered or notice-filed in RI.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 10, 2026)

- Account minimum: None

> While the Advisor does not impose a formal minimum account size or minimum annual fees for investment management services. SPG reserves the right to determine that an account (or proposed account) is too small to be managed effectively.

- Minimum annual fee: None

> While the Advisor does not impose a formal minimum account size or minimum annual fees for investment management services. SPG reserves the right to determine that an account (or proposed account) is too small to be managed effectively.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- RBC Capital Markets, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $218,582,386
- Discretionary: $212,592,745
- Non-discretionary: $5,989,641

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 187 | $61,548,904 |
| High net worth individuals | 78 | $157,033,482 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2011 (15 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MA, NH, RI
- Disclosures (Item 11): Reports 6 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.C(2): Has the SEC or the CFTC ever found that the firm or an advisory affiliate was involved in a violation of SEC or CFTC regulations or statutes?
- 11.C(4): Has the SEC or the CFTC ever entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?
- 11.D(4): In the past ten years, has another federal regulator, a state regulator, or a foreign financial regulator entered an order against the firm or an advisory affiliate in connection with investment-related activity?
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?
- 11.E(4): Has a self-regulatory organization or a commodities exchange ever disciplined the firm or an advisory affiliate by expelling or suspending it from membership, barring or suspending it from association with other members, or otherwise restricting its activities?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/124855

### Websites listed on Form ADV (Item 1.I)
- relaxingretirement.com
- spg1.net
- spgneedham.com
- LinkedIn @DAVID-ROURKE-AB9B99B
- LinkedIn @JARROD-SHERMAN-549BA6B

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $189,521,607 | 3 | March 31, 2021 |
| October 2022 | $213,589,516 | 3 | April 29, 2022 |
| October 2023 | $172,061,704 | 3 | March 14, 2023 |
| October 2024 | $184,073,567 | 3 | March 20, 2024 |
| October 2025 | $198,918,365 | 3 | March 28, 2025 |
| October 2026 | $218,582,386 | 3 | March 17, 2026 |

Regulatory assets under management: $189,521,607 in the October 2021 data and $218,582,386 in the October 2026 data, up 15%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Registered or notice-filed in RI.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strategic Planning Group, Inc. (CRD 124855): Form ADV filing data as of October 2026.