{
  "crd_number": 118450,
  "slug": "strategic-financial-planning-inc-plano-tx-118450",
  "primary_business_name": "STRATEGIC FINANCIAL PLANNING, INC.",
  "legal_name": "STRATEGIC FINANCIAL PLANNING, INC.",
  "dbas": [],
  "city": "Plano",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2021-01-19",
  "years_registered": 5,
  "period": "2026-10-01",
  "filing_date": "2026-03-31",
  "carried_forward": false,
  "raum_total": 220634704.0,
  "raum_discretionary": 220634704.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 2110394.0,
      "count": 1,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 6610877.0,
      "count": 16
    },
    "high_net_worth_individuals": {
      "raum": 211913433.0,
      "count": 45
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "educational_seminars",
    "financial_planning",
    "pension_consulting",
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "TX"
  ],
  "websites": [
    "https://facebook.com/STRATEGIC-FINANCIAL-PLANNING-10150158171565724",
    "https://linkedin.com/COMPANY/STRATEGIC-FINANCIAL-PLANNING",
    "https://strategicfp.com",
    "https://twitter.com/STRATEGICFP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118450",
  "city_as_filed": "PLANO",
  "url": "https://advisorcensus.com/firm/strategic-financial-planning-inc-plano-tx-118450",
  "display_name": "Strategic Financial Planning, Inc.",
  "summary": "Strategic Financial Planning, Inc. is an SEC-registered investment advisory firm in Plano, TX, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.",
  "citation": "AdvisorCensus. Strategic Financial Planning, Inc. (CRD 118450): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Pension consulting services",
    "Selection of other advisers (including private fund managers)",
    "Educational seminars/workshops"
  ],
  "quick_answers": [
    {
      "q": "How is Strategic Financial Planning, Inc. compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Strategic Financial Planning, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "Where is Strategic Financial Planning, Inc. located?",
      "a": "Strategic Financial Planning, Inc.'s principal office is in Plano, TX, according to its Form ADV."
    },
    {
      "q": "Is Strategic Financial Planning, Inc. registered with the SEC or a state?",
      "a": "Strategic Financial Planning, Inc. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 118450."
    },
    {
      "q": "How much does Strategic Financial Planning, Inc. manage?",
      "a": "Strategic Financial Planning, Inc. reports $220,634,704 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary)."
    },
    {
      "q": "How have Strategic Financial Planning, Inc.'s assets and staff changed since 2021?",
      "a": "In the Form ADV data for Strategic Financial Planning, Inc.: Regulatory assets under management: $142,499,777 in the October 2021 data and $220,634,704 in the October 2026 data, up 55%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Strategic Financial Planning, Inc. serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (45); individuals (other than high net worth individuals) (16); charitable organizations (1)."
    },
    {
      "q": "Which custodians does Strategic Financial Planning, Inc. use?",
      "a": "Strategic Financial Planning, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Brokerage Services LLC as custodians holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Strategic Financial Planning, Inc. report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/118450"
    },
    {
      "q": "Does Strategic Financial Planning, Inc. state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 31, 2026 says: \"SFP imposes no minimum account size; however, it does require a minimum fee based on the complexity of each client’s circumstances.\""
    },
    {
      "q": "What changed in Strategic Financial Planning, Inc.'s recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 2 to 3. Regulatory assets under management went from $191,475,879 to $220,634,704 (+15%)."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 142499777.0,
      "total_employees": 3,
      "filing_date": "2021-03-31"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 163436933.0,
      "total_employees": 3,
      "filing_date": "2022-07-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 134499222.0,
      "total_employees": 4,
      "filing_date": "2023-03-30"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 165859420.0,
      "total_employees": 4,
      "filing_date": "2024-08-21"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 191475879.0,
      "total_employees": 2,
      "filing_date": "2025-05-29"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 220634704.0,
      "total_employees": 3,
      "filing_date": "2026-03-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 2 to 3.",
        "Regulatory assets under management went from $191,475,879 to $220,634,704 (+15%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 31, 2026",
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "SFP imposes no minimum account size; however, it does require a minimum fee based on the complexity of each client’s circumstances."
        ]
      }
    ],
    "quotes": [
      "SFP imposes no minimum account size; however, it does require a minimum fee based on the complexity of each client’s circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    },
    {
      "name": "Fidelity Brokerage Services LLC",
      "name_as_filed": "FIDELITY BROKERAGE SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/strategic-financial-planning-inc-plano-tx-118450.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 16,
      "fewer_than_5": false,
      "raum": 6610877.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 45,
      "fewer_than_5": false,
      "raum": 211913433.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 1,
      "fewer_than_5": true,
      "raum": 2110394.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/118450",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}