# Strategic Financial Management, LLC

> Strategic Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2012, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 19, 2026.

- CRD: 157376
- Filed as: STRATEGIC FINANCIAL MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 19, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/157376
- AdvisorCensus page: https://advisorcensus.com/firm/strategic-financial-management-llc-157376

## Quick answers

**How is Strategic Financial Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Strategic Financial Management, LLC reports these compensation arrangements: fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Strategic Financial Management, LLC registered with the SEC or a state?**
Strategic Financial Management, LLC is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 157376.

**How much does Strategic Financial Management, LLC manage?**
Strategic Financial Management, LLC reports $166,754,708 in regulatory assets under management in its Form ADV filing dated March 19, 2026 (12% discretionary).

**How have Strategic Financial Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Strategic Financial Management, LLC: Regulatory assets under management: $161,624,603 in the October 2021 data and $166,754,708 in the October 2026 data, up 3%. Total employees: 3 in October 2021 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Strategic Financial Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27).

**Which custodians does Strategic Financial Management, LLC use?**
Strategic Financial Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Deutsche Bank Securities Inc. and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets.

**Does Strategic Financial Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/157376

**What changed in Strategic Financial Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $151,119,524 to $166,754,708 (+10%).

## From the Form ADV filing

### Compensation (Item 5.E)
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Deutsche Bank Securities Inc.
- J.P. Morgan Securities LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $166,754,708
- Discretionary: $19,448,622
- Non-discretionary: $147,306,086

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| High net worth individuals | 27 | $166,754,708 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 3 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD, NJ, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $161,624,603 | 3 | August 11, 2021 |
| October 2022 | $171,484,899 | 3 | March 28, 2022 |
| October 2023 | $155,406,687 | 3 | March 30, 2023 |
| October 2024 | $162,146,574 | 3 | March 20, 2024 |
| October 2025 | $151,119,524 | 4 | March 25, 2025 |
| October 2026 | $166,754,708 | 3 | March 19, 2026 |

Regulatory assets under management: $161,624,603 in the October 2021 data and $166,754,708 in the October 2026 data, up 3%.
Total employees: 3 in October 2021 and 3 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $151,119,524 to $166,754,708 (+10%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strategic Financial Management, LLC (CRD 157376): Form ADV filing data as of October 2026.