# Strategic Asset Management LLC.

> Strategic Asset Management LLC. is an SEC-registered investment advisory firm in Rochester, MN, registered since 2021, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 22, 2026.

- CRD: 306384
- Filed as: STRATEGIC ASSET MANAGEMENT LLC.
- Also doing business as: BIRCH RIVER FINANCIAL SERVICES, MIMS FINANCIAL SERVICES, PLANNING WITH PURPOSE FOR REAL, RIDGELINE FINANCIAL SERVICES, STRATEGIC INSURANCE GROUP, STRATEGIC TAX & RETIREMENT, TOGETHER CAPITAL ADVISORS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Rochester, MN
- Filing period: October 2026
- Form ADV filing dated: September 22, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/306384
- AdvisorCensus page: https://advisorcensus.com/firm/strategic-asset-management-llc-rochester-mn-306384

## Quick answers

**How is Strategic Asset Management LLC. compensated?**
On its Form ADV (Item 5.E, October 2026), Strategic Asset Management LLC. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Strategic Asset Management LLC. located?**
Strategic Asset Management LLC.'s principal office is in Rochester, MN, according to its Form ADV; the October 2026 filing also lists 2 other offices (Schedule D, Section 1.F).

**Is Strategic Asset Management LLC. registered with the SEC or a state?**
Strategic Asset Management LLC. is an SEC-registered investment advisory firm, registered since 2021. Status as filed: Approved. CRD 306384.

**How much does Strategic Asset Management LLC. manage?**
Strategic Asset Management LLC. reports $218,258,845 in regulatory assets under management in its Form ADV filing dated September 22, 2026 (100% discretionary).

**How have Strategic Asset Management LLC.'s assets and staff changed since 2021?**
In the Form ADV data for Strategic Asset Management LLC.: Regulatory assets under management: $103,130,509 in the October 2021 data and $218,258,845 in the October 2026 data, up 112%. Total employees: 4 in October 2021 and 11 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Strategic Asset Management LLC. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (156); high net worth individuals (75).

**Which custodians does Strategic Asset Management LLC. use?**
Strategic Asset Management LLC.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Strategic Asset Management LLC. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/306384

**What changed in Strategic Asset Management LLC.'s recent Form ADV filings?**
In the October 2026 filing data: Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $218,258,845
- Discretionary: $218,258,845
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 156 | $83,137,463 |
| High net worth individuals | 75 | $132,129,738 |
| Charitable organizations | Fewer than 5 | $2,920,539 |
| Corporations or other businesses not listed above | Fewer than 5 | $71,105 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2021 (5 years)
- Employees: 11 total, 10 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IA, IL, MN, NC, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- East Dundee, IL
- Iowa City, IA

### Websites listed on Form ADV (Item 1.I)
- strategicassetmgt.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $103,130,509 | 4 | June 15, 2021 |
| October 2022 | $118,034,268 | 8 | January 26, 2022 |
| October 2023 | $103,667,970 | 7 | February 15, 2023 |
| October 2024 | $118,102,489 | 7 | September 26, 2024 |
| October 2025 | $124,399,526 | 7 | February 28, 2025 |
| October 2026 | $218,258,845 | 11 | September 22, 2026 |

Regulatory assets under management: $103,130,509 in the October 2021 data and $218,258,845 in the October 2026 data, up 112%.
Total employees: 4 in October 2021 and 11 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Updated its list of owners and control persons (Schedule A).

### February 2026
- Regulatory assets under management went from $124,399,526 to $218,258,845 (+75%).
- Employees performing advisory functions went from 7 to 10.
- Added the business name Birch River Financial Services.
- Added the business name Together Capital Advisors.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Strategic Asset Management LLC. (CRD 306384): Form ADV filing data as of October 2026.