# Straitgate Financial L.L.C.

> Straitgate Financial L.L.C. is a state-registered investment advisory firm in South Lyon, MI, registered since 2002, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 23, 2026.

- CRD: 124798
- Filed as: STRAITGATE FINANCIAL L.L.C.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: South Lyon, MI
- Filing period: October 2026
- Form ADV filing dated: January 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/124798
- AdvisorCensus page: https://advisorcensus.com/firm/straitgate-financial-l-l-c-south-lyon-mi-124798

## Quick answers

**How is Straitgate Financial L.L.C. compensated?**
On its Form ADV (Item 5.E, October 2026), Straitgate Financial L.L.C. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Straitgate Financial L.L.C. located?**
Straitgate Financial L.L.C.'s principal office is in South Lyon, MI, according to its Form ADV.

**Is Straitgate Financial L.L.C. registered with the SEC or a state?**
Straitgate Financial L.L.C. is a state-registered investment advisory firm, registered since 2002. Status as filed: APPROVED. CRD 124798.

**How much does Straitgate Financial L.L.C. manage?**
Straitgate Financial L.L.C. reports $18,130,252 in regulatory assets under management in its Form ADV filing dated January 23, 2026 (0% discretionary).

**What types of clients does Straitgate Financial L.L.C. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38); high net worth individuals (5).

**Does Straitgate Financial L.L.C. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/124798

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $18,130,252
- Discretionary: $0
- Non-discretionary: $18,130,252

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $10,726,872 |
| High net worth individuals | 5 | $7,403,380 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2002 (24 years)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: IL, MI
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- sgfllc.com
- LinkedIn @keith-southwick-clu-chfc-cfp-b48b7118

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Straitgate Financial L.L.C. (CRD 124798): Form ADV filing data as of October 2026.