# Storms & Rowdon Financial Services, Inc.

> Storms & Rowdon Financial Services, Inc. is an SEC-registered investment advisory firm in Ormond Beach, FL, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated July 10, 2026.

- CRD: 334690
- Filed as: STORMS & ROWDON FINANCIAL SERVICES, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Ormond Beach, FL
- Filing period: October 2026
- Form ADV filing dated: July 10, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/334690
- AdvisorCensus page: https://advisorcensus.com/firm/storms-and-rowdon-financial-services-inc-ormond-beach-fl-334690

## Quick answers

**How is Storms & Rowdon Financial Services, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Storms & Rowdon Financial Services, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**How much does Storms & Rowdon Financial Services, Inc. charge?**
Its Form ADV Part 2A brochure dated July 10, 2026 states: Hourly rate: $200 to $300 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Storms & Rowdon Financial Services, Inc. located?**
Storms & Rowdon Financial Services, Inc.'s principal office is in Ormond Beach, FL, according to its Form ADV.

**Is Storms & Rowdon Financial Services, Inc. registered with the SEC or a state?**
Storms & Rowdon Financial Services, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 334690.

**How much does Storms & Rowdon Financial Services, Inc. manage?**
Storms & Rowdon Financial Services, Inc. reports $141,159,549 in regulatory assets under management in its Form ADV filing dated July 10, 2026 (100% discretionary).

**How have Storms & Rowdon Financial Services, Inc.'s assets and staff changed since 2025?**
In the Form ADV data for Storms & Rowdon Financial Services, Inc.: Regulatory assets under management: $125,000,000 in the October 2025 data and $141,159,549 in the October 2026 data, up 13%. Total employees: 3 in October 2025 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Storms & Rowdon Financial Services, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (198); high net worth individuals (24); corporations or other businesses not listed above (6).

**Which custodians does Storms & Rowdon Financial Services, Inc. use?**
Storms & Rowdon Financial Services, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Raymond James Financial Services, Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Storms & Rowdon Financial Services, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/334690

**Does Storms & Rowdon Financial Services, Inc. state an account minimum?**
Its Form ADV Part 2A brochure dated July 10, 2026 says: "SRFS generally does not impose a minimum relationship size."

**What changed in Storms & Rowdon Financial Services, Inc.'s recent Form ADV filings?**
In the March 2026 filing data: Regulatory assets under management went from $125,000,000 to $141,159,549 (+13%). Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated July 10, 2026)

- Account minimum: None

> SRFS generally does not impose a minimum relationship size.

- Hourly rate: $200 to $300 an hour (financial planning services)

> SRFS offers financial planning services either on an hourly basis or a fixed engagement fee. Hourly fees range from $200 to $300 per hour.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Raymond James Financial Services, Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $141,159,549
- Discretionary: $141,159,549
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 198 | $51,019,476 |
| High net worth individuals | 24 | $83,824,263 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $767,904 |
| Charitable organizations | Fewer than 5 | $5,295,477 |
| Corporations or other businesses not listed above | 6 | $252,429 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2025 (1 year)
- Employees: 4 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, GA, NC, NH, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stormsandrowdon.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $125,000,000 | 3 | July 8, 2025 |
| October 2026 | $141,159,549 | 4 | July 10, 2026 |

Regulatory assets under management: $125,000,000 in the October 2025 data and $141,159,549 in the October 2026 data, up 13%.
Total employees: 3 in October 2025 and 4 in October 2026.

## Changes in the filing (last 12 months)

### March 2026
- Regulatory assets under management went from $125,000,000 to $141,159,549 (+13%).
- Employees performing advisory functions went from 2 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Storms & Rowdon Financial Services, Inc. (CRD 334690): Form ADV filing data as of October 2026.