# Stoneridge Wealth Advisors, LLC

> Stoneridge Wealth Advisors, LLC is a state-registered investment advisory firm in Malvern, PA, registered since 2006, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 23, 2026.

- CRD: 140469
- Filed as: STONERIDGE WEALTH ADVISORS, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Malvern, PA
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/140469
- AdvisorCensus page: https://advisorcensus.com/firm/stoneridge-wealth-advisors-llc-malvern-pa-140469

## Quick answers

**How is Stoneridge Wealth Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stoneridge Wealth Advisors, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Stoneridge Wealth Advisors, LLC located?**
Stoneridge Wealth Advisors, LLC's principal office is in Malvern, PA, according to its Form ADV.

**Is Stoneridge Wealth Advisors, LLC registered with the SEC or a state?**
Stoneridge Wealth Advisors, LLC is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 140469.

**How much does Stoneridge Wealth Advisors, LLC manage?**
Stoneridge Wealth Advisors, LLC reports $23,071,031 in regulatory assets under management in its Form ADV filing dated March 23, 2026 (0% discretionary).

**What types of clients does Stoneridge Wealth Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (10); high net worth individuals (10).

**Does Stoneridge Wealth Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/140469

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $23,071,031
- Discretionary: $0
- Non-discretionary: $23,071,031

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 10 | $2,240,614 |
| High net worth individuals | 10 | $18,363,463 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $2,466,954 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stoneridge Wealth Advisors, LLC (CRD 140469): Form ADV filing data as of October 2026.