{ "crd_number": 158413, "slug": "stonemark-wealth-management-pasadena-ca-158413", "primary_business_name": "STONEMARK WEALTH MANAGEMENT", "legal_name": "WESPAC ADVISORS SOCAL, LLC", "dbas": [], "city": "Pasadena", "state": "CA", "country": "United States", "cbsa_code": "31080", "metro": { "cbsa_code": "31080", "common_name": "Los Angeles", "msa_name": "Los Angeles-Long Beach-Anaheim, CA", "path": "/advisors/ca/los-angeles" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2012-11-08", "years_registered": 13, "period": "2026-10-01", "filing_date": "2026-06-12", "carried_forward": false, "raum_total": 609836124.0, "raum_discretionary": 595895984.0, "raum_non_discretionary": 13940140.0, "raum_band": "500m_1b", "raum_band_label": "$500 million to $1 billion", "total_employees": 12, "advisory_employees": 8, "client_count_bucket": null, "clients_by_type": { "individuals": { "raum": 97237782.0, "count": 248 }, "pension_profit_sharing": { "raum": 13787803.0, "count": 13 }, "high_net_worth_individuals": { "raum": 498810539.0, "count": 150 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "other", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "AZ", "CA", "CO", "FL", "LA", "NV", "TX" ], "websites": [ "https://stonemarkwealth.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158413", "city_as_filed": "PASADENA", "url": "https://advisorcensus.com/firm/stonemark-wealth-management-pasadena-ca-158413", "display_name": "Stonemark Wealth Management", "summary": "Stonemark Wealth Management is an SEC-registered investment advisory firm in Pasadena, CA, registered since 2012, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated June 12, 2026.", "citation": "AdvisorCensus. Stonemark Wealth Management (CRD 158413): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Other" ], "quick_answers": [ { "q": "How is Stonemark Wealth Management compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Stonemark Wealth Management reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)." }, { "q": "Where is Stonemark Wealth Management located?", "a": "Stonemark Wealth Management's principal office is in Pasadena, CA, according to its Form ADV." }, { "q": "Is Stonemark Wealth Management registered with the SEC or a state?", "a": "Stonemark Wealth Management is an SEC-registered investment advisory firm, registered since 2012. Status as filed: Approved. CRD 158413." }, { "q": "How much does Stonemark Wealth Management manage?", "a": "Stonemark Wealth Management reports $609,836,124 in regulatory assets under management in its Form ADV filing dated June 12, 2026 (98% discretionary)." }, { "q": "How have Stonemark Wealth Management's assets and staff changed since 2021?", "a": "In the Form ADV data for Stonemark Wealth Management: Regulatory assets under management: $379,493,153 in the October 2021 data and $609,836,124 in the October 2026 data, up 61%. Total employees: 10 in October 2021 and 12 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Stonemark Wealth Management serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (248); high net worth individuals (150); pension and profit sharing plans (but not the plan participants or government pension plans) (13)." }, { "q": "Which custodians does Stonemark Wealth Management use?", "a": "Stonemark Wealth Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Fidelity Distributors Company LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Stonemark Wealth Management report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/158413" }, { "q": "What changed in Stonemark Wealth Management's recent Form ADV filings?", "a": "In the July 2026 filing data: Registered or notice-filed in LA." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 379493153.0, "total_employees": 10, "filing_date": "2021-05-17" }, { "period": "2022-10-01", "regulatory_assets_under_management": 450749762.0, "total_employees": 9, "filing_date": "2022-05-04" }, { "period": "2023-10-01", "regulatory_assets_under_management": 365953289.0, "total_employees": 11, "filing_date": "2023-04-10" }, { "period": "2024-10-01", "regulatory_assets_under_management": 427080146.0, "total_employees": 7, "filing_date": "2024-03-27" }, { "period": "2025-10-01", "regulatory_assets_under_management": 516309155.0, "total_employees": 12, "filing_date": "2025-03-27" }, { "period": "2026-10-01", "regulatory_assets_under_management": 609836124.0, "total_employees": 12, "filing_date": "2026-06-12" } ], "recent_changes": [ { "period": "2026-07-01", "period_label": "July 2026", "notes": [ "Registered or notice-filed in LA." ] }, { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $516,309,155 to $609,836,124 (+18%).", "Employees performing advisory functions went from 5 to 8." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "Fidelity Distributors Company LLC", "name_as_filed": "FIDELITY DISTRIBUTORS COMPANY LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/stonemark-wealth-management-pasadena-ca-158413.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 248, "fewer_than_5": false, "raum": 97237782.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 150, "fewer_than_5": false, "raum": 498810539.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 13, "fewer_than_5": false, "raum": 13787803.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/158413", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }