# Stonehearth Capital Management

> Stonehearth Capital Management is an SEC-registered investment advisory firm in Danvers, MA, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 7, 2026.

- CRD: 128866
- Filed as: STONEHEARTH CAPITAL MANAGEMENT
- Legal name: Stonehearth Capital Management LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Danvers, MA
- Filing period: October 2026
- Form ADV filing dated: March 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/128866
- AdvisorCensus page: https://advisorcensus.com/firm/stonehearth-capital-management-danvers-ma-128866

## Quick answers

**How is Stonehearth Capital Management compensated?**
On its Form ADV (Item 5.E, October 2026), Stonehearth Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**How much does Stonehearth Capital Management charge?**
Its Form ADV Part 2A brochure dated March 7, 2026 states: Hourly rate: $300 an hour (financial planning/consulting services, including retirement…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Stonehearth Capital Management located?**
Stonehearth Capital Management's principal office is in Danvers, MA, according to its Form ADV.

**Is Stonehearth Capital Management registered with the SEC or a state?**
Stonehearth Capital Management is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 128866.

**How much does Stonehearth Capital Management manage?**
Stonehearth Capital Management reports $425,411,155 in regulatory assets under management in its Form ADV filing dated March 7, 2026 (100% discretionary).

**How have Stonehearth Capital Management's assets and staff changed since 2021?**
In the Form ADV data for Stonehearth Capital Management: Regulatory assets under management: $262,112,251 in the October 2021 data and $425,411,155 in the October 2026 data, up 62%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stonehearth Capital Management serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (359); high net worth individuals (131).

**Which custodians does Stonehearth Capital Management use?**
Stonehearth Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stonehearth Capital Management report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128866

**Does Stonehearth Capital Management state an account minimum?**
Its Form ADV Part 2A brochure dated March 7, 2026 says: "The Advisor will generally require the Client to deposit a minimum of $500,000 (cash or securities). However, under certain circumstances, the Advisor may waive the minimum account size requirement and accept accounts less than $500,000."

**What changed in Stonehearth Capital Management's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 4 to 5.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 7, 2026)

- Account minimum: $500,000 (the brochure says it may be waived or negotiated)

> The Advisor will generally require the Client to deposit a minimum of $500,000 (cash or securities). However, under certain circumstances, the Advisor may waive the minimum account size requirement and accept accounts less than $500,000.

- Hourly rate: $300 an hour (financial planning/consulting services, including retirement…)

> Stonehearth charges an hourly fee of $300 for financial planning/consulting services, including retirement planning, social security optimization, tax planning, financial caregiving/family planning and estate planning review.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $425,411,155
- Discretionary: $425,411,155
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 359 | $162,709,472 |
| High net worth individuals | 131 | $262,701,683 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2007 (19 years)
- Employees: 8 total, 5 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: CA, FL, MA, ME, NH, NY, TX, VT, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stonehearthcapital.com
- Facebook @stonehearthcapital
- LinkedIn @STONEHEARTH-CAPITAL-MANAGEMENT
- X @STONEHEARTHCAP

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $262,112,251 | 7 | June 9, 2021 |
| October 2022 | $310,641,843 | 7 | March 22, 2022 |
| October 2023 | $285,783,580 | 7 | October 4, 2023 |
| October 2024 | $325,125,005 | 7 | July 2, 2024 |
| October 2025 | $386,744,154 | 7 | February 24, 2025 |
| October 2026 | $425,411,155 | 8 | March 7, 2026 |

Regulatory assets under management: $262,112,251 in the October 2021 data and $425,411,155 in the October 2026 data, up 62%.
Total employees: 7 in October 2021 and 8 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 4 to 5.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stonehearth Capital Management (CRD 128866): Form ADV filing data as of October 2026.