{
  "crd_number": 128866,
  "slug": "stonehearth-capital-management-danvers-ma-128866",
  "primary_business_name": "STONEHEARTH CAPITAL MANAGEMENT",
  "legal_name": "STONEHEARTH CAPITAL MANAGEMENT LLC",
  "dbas": [],
  "city": "Danvers",
  "state": "MA",
  "country": "United States",
  "cbsa_code": "14460",
  "metro": {
    "cbsa_code": "14460",
    "common_name": "Boston",
    "msa_name": "Boston-Cambridge-Newton, MA-NH",
    "path": "/advisors/ma/boston"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2007-05-04",
  "years_registered": 19,
  "period": "2026-10-01",
  "filing_date": "2026-03-07",
  "carried_forward": false,
  "raum_total": 425411155.0,
  "raum_discretionary": 425411155.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 8,
  "advisory_employees": 5,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 162709472.0,
      "count": 359
    },
    "high_net_worth_individuals": {
      "raum": 262701683.0,
      "count": 131
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "other",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "CA",
    "FL",
    "MA",
    "ME",
    "NH",
    "NY",
    "TX",
    "VT",
    "WA"
  ],
  "websites": [
    "https://facebook.com/stonehearthcapital",
    "https://linkedin.com/COMPANY/STONEHEARTH-CAPITAL-MANAGEMENT",
    "https://stonehearthcapital.com",
    "https://twitter.com/STONEHEARTHCAP"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128866",
  "city_as_filed": "DANVERS",
  "url": "https://advisorcensus.com/firm/stonehearth-capital-management-danvers-ma-128866",
  "display_name": "Stonehearth Capital Management",
  "summary": "Stonehearth Capital Management is an SEC-registered investment advisory firm in Danvers, MA, registered since 2007, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 7, 2026.",
  "citation": "AdvisorCensus. Stonehearth Capital Management (CRD 128866): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Other"
  ],
  "quick_answers": [
    {
      "q": "How is Stonehearth Capital Management compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stonehearth Capital Management reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "How much does Stonehearth Capital Management charge?",
      "a": "Its Form ADV Part 2A brochure dated March 7, 2026 states: Hourly rate: $300 an hour (financial planning/consulting services, including retirement…). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Stonehearth Capital Management located?",
      "a": "Stonehearth Capital Management's principal office is in Danvers, MA, according to its Form ADV."
    },
    {
      "q": "Is Stonehearth Capital Management registered with the SEC or a state?",
      "a": "Stonehearth Capital Management is an SEC-registered investment advisory firm, registered since 2007. Status as filed: Approved. CRD 128866."
    },
    {
      "q": "How much does Stonehearth Capital Management manage?",
      "a": "Stonehearth Capital Management reports $425,411,155 in regulatory assets under management in its Form ADV filing dated March 7, 2026 (100% discretionary)."
    },
    {
      "q": "How have Stonehearth Capital Management's assets and staff changed since 2021?",
      "a": "In the Form ADV data for Stonehearth Capital Management: Regulatory assets under management: $262,112,251 in the October 2021 data and $425,411,155 in the October 2026 data, up 62%. Total employees: 7 in October 2021 and 8 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stonehearth Capital Management serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (359); high net worth individuals (131)."
    },
    {
      "q": "Which custodians does Stonehearth Capital Management use?",
      "a": "Stonehearth Capital Management's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stonehearth Capital Management report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/128866"
    },
    {
      "q": "Does Stonehearth Capital Management state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 7, 2026 says: \"The Advisor will generally require the Client to deposit a minimum of $500,000 (cash or securities). However, under certain circumstances, the Advisor may waive the minimum account size requirement and accept accounts less than $500,000.\""
    },
    {
      "q": "What changed in Stonehearth Capital Management's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 5."
    }
  ],
  "filing_history": [
    {
      "period": "2021-10-01",
      "regulatory_assets_under_management": 262112251.0,
      "total_employees": 7,
      "filing_date": "2021-06-09"
    },
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 310641843.0,
      "total_employees": 7,
      "filing_date": "2022-03-22"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 285783580.0,
      "total_employees": 7,
      "filing_date": "2023-10-04"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 325125005.0,
      "total_employees": 7,
      "filing_date": "2024-07-02"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 386744154.0,
      "total_employees": 7,
      "filing_date": "2025-02-24"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 425411155.0,
      "total_employees": 8,
      "filing_date": "2026-03-07"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 5."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 7, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $300 an hour (financial planning/consulting services, including retirement…)"
    ],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "The Advisor will generally require the Client to deposit a minimum of $500,000 (cash or securities). However, under certain circumstances, the Advisor may waive the minimum account size requirement and accept accounts less than $500,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $300 an hour (financial planning/consulting services, including retirement…)"
        ],
        "quotes": [
          "Stonehearth charges an hourly fee of $300 for financial planning/consulting services, including retirement planning, social security optimization, tax planning, financial caregiving/family planning and estate planning review."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": 300.0,
          "min": null,
          "max": null,
          "period": "hour",
          "service": "financial planning/consulting services, including retirement planning, social security optimization, tax planning, finan"
        }
      ]
    },
    "quotes": [
      "The Advisor will generally require the Client to deposit a minimum of $500,000 (cash or securities). However, under certain circumstances, the Advisor may waive the minimum account size requirement and accept accounts less than $500,000.",
      "Stonehearth charges an hourly fee of $300 for financial planning/consulting services, including retirement planning, social security optimization, tax planning, financial caregiving/family planning and estate planning review."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stonehearth-capital-management-danvers-ma-128866.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 359,
      "fewer_than_5": false,
      "raum": 162709472.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 131,
      "fewer_than_5": false,
      "raum": 262701683.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/128866",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}