{
  "crd_number": 332731,
  "slug": "stonehaven-wealth-and-tax-solutions-appleton-wi-332731",
  "primary_business_name": "STONEHAVEN WEALTH & TAX SOLUTIONS",
  "legal_name": "STONEHAVEN WEALTH & TAX SOLUTIONS, LLC",
  "dbas": [],
  "city": "Appleton",
  "state": "WI",
  "country": "United States",
  "cbsa_code": "11540",
  "metro": {
    "cbsa_code": "11540",
    "common_name": "Appleton",
    "msa_name": "Appleton, WI",
    "path": "/advisors/wi/appleton"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2024-10-08",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-04-27",
  "carried_forward": false,
  "raum_total": 168219428.0,
  "raum_discretionary": 168219428.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 3,
  "advisory_employees": 3,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 87317306.0,
      "count": 267
    },
    "high_net_worth_individuals": {
      "raum": 80902122.0,
      "count": 43
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "WI"
  ],
  "websites": [
    "https://facebook.com/people/Stonehaven-Wealth-Tax-Solutions-LLC/100066504674712",
    "https://stonehavenwealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332731",
  "city_as_filed": "APPLETON",
  "url": "https://advisorcensus.com/firm/stonehaven-wealth-and-tax-solutions-appleton-wi-332731",
  "display_name": "Stonehaven Wealth & Tax Solutions",
  "summary": "Stonehaven Wealth & Tax Solutions is an SEC-registered investment advisory firm in Appleton, WI, registered since 2024, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated April 27, 2026.",
  "citation": "AdvisorCensus. Stonehaven Wealth & Tax Solutions (CRD 332731): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses"
  ],
  "quick_answers": [
    {
      "q": "How is Stonehaven Wealth & Tax Solutions compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stonehaven Wealth & Tax Solutions reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "How much does Stonehaven Wealth & Tax Solutions charge?",
      "a": "Its Form ADV Part 2A brochure dated April 27, 2026 states: Up to $500,000: 1.7% a year; $500,001 to $2,000,000: 0.9% a year; Above $2,000,001: 0.6% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Stonehaven Wealth & Tax Solutions located?",
      "a": "Stonehaven Wealth & Tax Solutions' principal office is in Appleton, WI, according to its Form ADV."
    },
    {
      "q": "Is Stonehaven Wealth & Tax Solutions registered with the SEC or a state?",
      "a": "Stonehaven Wealth & Tax Solutions is an SEC-registered investment advisory firm, registered since 2024. Status as filed: Approved. CRD 332731."
    },
    {
      "q": "How much does Stonehaven Wealth & Tax Solutions manage?",
      "a": "Stonehaven Wealth & Tax Solutions reports $168,219,428 in regulatory assets under management in its Form ADV filing dated April 27, 2026 (100% discretionary)."
    },
    {
      "q": "How have Stonehaven Wealth & Tax Solutions' assets and staff changed since 2025?",
      "a": "In the Form ADV data for Stonehaven Wealth & Tax Solutions: Regulatory assets under management: $153,732,017 in the October 2025 data and $168,219,428 in the October 2026 data, up 9%. Total employees: 4 in October 2025 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stonehaven Wealth & Tax Solutions serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (267); high net worth individuals (43)."
    },
    {
      "q": "Which custodians does Stonehaven Wealth & Tax Solutions use?",
      "a": "Stonehaven Wealth & Tax Solutions' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists SEI Investments Distribution Co. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stonehaven Wealth & Tax Solutions report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/332731"
    },
    {
      "q": "Does Stonehaven Wealth & Tax Solutions state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated April 27, 2026 says: \"SWTS generally imposes a minimum relationship size of $500,000 to effectively implement its wealth management services.\""
    },
    {
      "q": "What changed in Stonehaven Wealth & Tax Solutions' recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 4 to 3."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 153732017.0,
      "total_employees": 4,
      "filing_date": "2025-02-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 168219428.0,
      "total_employees": 3,
      "filing_date": "2026-04-27"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 4 to 3."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated April 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [
      {
        "band": "Up to $500,000",
        "rate": "1.7%"
      },
      {
        "band": "$500,001 to $2,000,000",
        "rate": "0.9%"
      },
      {
        "band": "Above $2,000,001",
        "rate": "0.6%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$500,000",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $500,000: 1.7% a year",
          "$500,001 to $2,000,000: 0.9% a year",
          "Above $2,000,001: 0.6% a year"
        ],
        "quotes": [
          "Wealth management fees are based on the following schedule: Assets Under Management ($) Annual Rate (%) Up to $500,000 1.70% $500,001 to $2,000,000 0.90% $2,000,001 and up 0.60%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $500,000"
        ],
        "quotes": [
          "SWTS generally imposes a minimum relationship size of $500,000 to effectively implement its wealth management services."
        ]
      }
    ],
    "values": {
      "tiers": [
        {
          "min": 0.0,
          "max": 500000.0,
          "rate_pct": 1.7
        },
        {
          "min": 500001.0,
          "max": 2000000.0,
          "rate_pct": 0.9
        },
        {
          "min": 2000001.0,
          "max": null,
          "rate_pct": 0.6
        }
      ],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 500000.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Wealth management fees are based on the following schedule: Assets Under Management ($) Annual Rate (%) Up to $500,000 1.70% $500,001 to $2,000,000 0.90% $2,000,001 and up 0.60%",
      "SWTS generally imposes a minimum relationship size of $500,000 to effectively implement its wealth management services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "SEI Investments Distribution Co.",
      "name_as_filed": "SEI INVESTMENTS DISTRIBUTION CO.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stonehaven-wealth-and-tax-solutions-appleton-wi-332731.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 267,
      "fewer_than_5": false,
      "raum": 87317306.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 43,
      "fewer_than_5": false,
      "raum": 80902122.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/332731",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}