# Stonefield Investment Advisory, Inc.

> Stonefield Investment Advisory, Inc. is an SEC-registered investment advisory firm in Cedar Rapids, IA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 27, 2026.

- CRD: 113802
- Filed as: STONEFIELD INVESTMENT ADVISORY, INC.
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Cedar Rapids, IA
- Filing period: October 2026
- Form ADV filing dated: January 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/113802
- AdvisorCensus page: https://advisorcensus.com/firm/stonefield-investment-advisory-inc-cedar-rapids-ia-113802

## Quick answers

**How is Stonefield Investment Advisory, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Stonefield Investment Advisory, Inc. reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Stonefield Investment Advisory, Inc. located?**
Stonefield Investment Advisory, Inc.'s principal office is in Cedar Rapids, IA, according to its Form ADV.

**Is Stonefield Investment Advisory, Inc. registered with the SEC or a state?**
Stonefield Investment Advisory, Inc. is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 113802.

**How much does Stonefield Investment Advisory, Inc. manage?**
Stonefield Investment Advisory, Inc. reports $120,250,000 in regulatory assets under management in its Form ADV filing dated January 27, 2026 (100% discretionary).

**What types of clients does Stonefield Investment Advisory, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (152); high net worth individuals (29); pension and profit sharing plans (but not the plan participants or government pension plans) (2).

**Which custodians does Stonefield Investment Advisory, Inc. use?**
Stonefield Investment Advisory, Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stonefield Investment Advisory, Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/113802

**What changed in Stonefield Investment Advisory, Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $108,000,000 to $120,250,000 (+11%). Registered or notice-filed in NE.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $120,250,000
- Discretionary: $120,250,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 152 | $49,627,431 |
| High net worth individuals | 29 | $58,122,569 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $12,000,000 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 1 | $500,000 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, IA, LA, MN, NE, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stonefieldinvestments.com
- LinkedIn @stonefield-investment-advisory

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $108,000,000 to $120,250,000 (+11%).
- Registered or notice-filed in NE.

### December 2025
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stonefield Investment Advisory, Inc. (CRD 113802): Form ADV filing data as of October 2026.