# Stonecastle Asset Management, LLC

> Stonecastle Asset Management, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2013, reporting under $25 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 166252
- Filed as: STONECASTLE ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/166252
- AdvisorCensus page: https://advisorcensus.com/firm/stonecastle-asset-management-llc-new-york-ny-166252

## Quick answers

**How is Stonecastle Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stonecastle Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Stonecastle Asset Management, LLC located?**
Stonecastle Asset Management, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Stonecastle Asset Management, LLC registered with the SEC or a state?**
Stonecastle Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2013. Status as filed: Approved. CRD 166252.

**How much does Stonecastle Asset Management, LLC manage?**
Stonecastle Asset Management, LLC reports $7,500,000 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (0% discretionary).

**How have Stonecastle Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Stonecastle Asset Management, LLC: Regulatory assets under management: $7,500,000 in the October 2023 data and $7,500,000 in the October 2026 data, unchanged. Total employees: 0 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stonecastle Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: insurance companies (1).

**Which custodians does Stonecastle Asset Management, LLC use?**
Stonecastle Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists US Bank, N.A. as a custodian holding 10% or more of its separately managed account assets.

**Does Stonecastle Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/166252

**What changed in Stonecastle Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Custodians (Schedule D, Section 5.K(3))
- US Bank, N.A.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $7,500,000
- Discretionary: $0
- Non-discretionary: $7,500,000

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Insurance companies | 1 | $7,500,000 |

### Advisory services (Item 5.G)
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2013 (13 years)
- Employees: 6 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [scpdevco.com](https://scpdevco.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | Not reported | 0 | March 31, 2021 |
| October 2022 | Not reported | 0 | March 31, 2022 |
| October 2023 | $7,500,000 | 5 | March 31, 2023 |
| October 2024 | $7,500,000 | 9 | May 31, 2024 |
| October 2025 | $7,500,000 | 9 | March 31, 2025 |
| October 2026 | $7,500,000 | 6 | March 31, 2026 |

Regulatory assets under management: $7,500,000 in the October 2023 data and $7,500,000 in the October 2026 data, unchanged.
Total employees: 0 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stonecastle Asset Management, LLC (CRD 166252): Form ADV filing data as of October 2026.