# Stonecastle Advisors, LLC

> Stonecastle Advisors, LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2004, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 132495
- Filed as: STONECASTLE ADVISORS, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/132495
- AdvisorCensus page: https://advisorcensus.com/firm/stonecastle-advisors-llc-new-york-ny-132495

## Quick answers

**How is Stonecastle Advisors, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stonecastle Advisors, LLC reports these compensation arrangements: other. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Stonecastle Advisors, LLC located?**
Stonecastle Advisors, LLC's principal office is in New York, NY, according to its Form ADV.

**Is Stonecastle Advisors, LLC registered with the SEC or a state?**
Stonecastle Advisors, LLC is an SEC-registered investment advisory firm, registered since 2004. Status as filed: Approved. CRD 132495.

**How much does Stonecastle Advisors, LLC manage?**
Stonecastle Advisors, LLC reports $763,430,789 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Stonecastle Advisors, LLC's assets and staff changed since 2021?**
In the Form ADV data for Stonecastle Advisors, LLC: Regulatory assets under management: $1,229,305,622 in the October 2021 data and $763,430,789 in the October 2026 data, down 38%. Total employees: 9 in October 2021 and 6 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stonecastle Advisors, LLC serve?**
By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (5).

**Does Stonecastle Advisors, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/132495

**What changed in Stonecastle Advisors, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 2 to 1. Regulatory assets under management went from $1,049,566,334 to $763,430,789 (-27%). Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- Other

### Regulatory assets under management (Item 5.F)
- Total: $763,430,789
- Discretionary: $763,430,789
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Pooled investment vehicles (other than investment companies and business development companies) | 5 | $763,430,789 |

### Advisory services (Item 5.G)
- Portfolio management for pooled investment vehicles (other than investment companies)

### Firm details
- Registered since: 2004 (22 years)
- Employees: 6 total, 1 performing advisory functions
- Wrap fee program participation: No
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- scpdevco.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $1,229,305,622 | 9 | March 31, 2021 |
| October 2022 | $1,179,805,621 | 9 | March 31, 2022 |
| October 2023 | $1,127,966,334 | 9 | March 31, 2023 |
| October 2024 | $1,121,966,334 | 9 | May 31, 2024 |
| October 2025 | $1,049,566,334 | 9 | March 31, 2025 |
| October 2026 | $763,430,789 | 6 | March 31, 2026 |

Regulatory assets under management: $1,229,305,622 in the October 2021 data and $763,430,789 in the October 2026 data, down 38%.
Total employees: 9 in October 2021 and 6 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 2 to 1.
- Regulatory assets under management went from $1,049,566,334 to $763,430,789 (-27%).
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stonecastle Advisors, LLC (CRD 132495): Form ADV filing data as of October 2026.