# Stonebridge Wealth Management, LLC > Stonebridge Wealth Management, LLC is an SEC-registered investment advisory firm in Frisco, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026. - CRD: 146775 - Filed as: STONEBRIDGE WEALTH MANAGEMENT, LLC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Frisco, TX - Filing period: October 2026 - Form ADV filing dated: February 4, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/146775 - AdvisorCensus page: https://advisorcensus.com/firm/stonebridge-wealth-management-llc-frisco-tx-146775 ## Quick answers **How is Stonebridge Wealth Management, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Stonebridge Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management. **What does Stonebridge Wealth Management, LLC's brochure say about its fees?** Its Form ADV Part 2A brochure dated February 4, 2026 states: Up to $999,999: 1% a year; $1,000,000 to $1,999,999: 0.9% a year; $2,000,000 to $2,999,999: 0.8% a year; $3,000,000 to $3,999,999: 0.7% a year; $4,000,000 to $4,999,999: 0.6% a year; $5,000,000 to $9,999,999: 0.5% a year; Above $10,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Stonebridge Wealth Management, LLC located?** Stonebridge Wealth Management, LLC's principal office is in Frisco, TX, according to its Form ADV. **Is Stonebridge Wealth Management, LLC registered with the SEC or a state?** Stonebridge Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 146775. **How much does Stonebridge Wealth Management, LLC manage?** Stonebridge Wealth Management, LLC reports $134,576,609 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary). **How have Stonebridge Wealth Management, LLC's assets and staff changed since 2022?** In the Form ADV data for Stonebridge Wealth Management, LLC: Regulatory assets under management: $118,064,085 in the October 2022 data and $134,576,609 in the October 2026 data, up 14%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Stonebridge Wealth Management, LLC serve?** By number of clients on Form ADV Item 5.D: high net worth individuals (28); individuals (other than high net worth individuals) (12). **Which custodians does Stonebridge Wealth Management, LLC use?** Stonebridge Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets. **Does Stonebridge Wealth Management, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146775 **Does Stonebridge Wealth Management, LLC state an account minimum?** Its Form ADV Part 2A brochure dated February 4, 2026 says: "Generally, SWM requires a minimum account size or client relationship of $ 1,000,000 for Investment Management Services." "Client accounts where the total balance of all accounts is less than $1,000,000 will be accepted only on a case by case basis." "Minimum account sizes may be negotiable under certain circumstances." **What changed in Stonebridge Wealth Management, LLC's recent Form ADV filings?** In the March 2026 filing data: Regulatory assets under management went from $119,472,277 to $134,576,609 (+13%). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management ### Fees and minimums (Form ADV Part 2A brochure dated February 4, 2026) - Up to $999,999: 1% a year - $1,000,000 to $1,999,999: 0.9% a year - $2,000,000 to $2,999,999: 0.8% a year - $3,000,000 to $3,999,999: 0.7% a year - $4,000,000 to $4,999,999: 0.6% a year - $5,000,000 to $9,999,999: 0.5% a year - Above $10,000,000: 0.4% a year > The annual fee for investment management services will be charged as a percentage of assets under management, according to the schedule below: > Up to $999,999 1.00% > The Next $1,000,000 0.90% > The Next $1,000,000 0.80% > The Next $1,000,000 0.70% > The Next $1,000,000 0.60% > The Next $5,000,000 0.50% > $10,000,000 or greater 0.40% - Account minimum: $1,000,000 (the brochure says it may be waived or negotiated) > Generally, SWM requires a minimum account size or client relationship of $ 1,000,000 for Investment Management Services. > Client accounts where the total balance of all accounts is less than $1,000,000 will be accepted only on a case by case basis. > Minimum account sizes may be negotiable under certain circumstances. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - National Financial Services LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $134,576,609 - Discretionary: $134,576,609 - Non-discretionary: $0 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 12 | $10,702,929 | | High net worth individuals | 28 | $123,873,680 | | Banking or thrift institutions | 0 | $0 | | Investment companies | 0 | $0 | | Business development companies | 0 | $0 | | Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 | | Charitable organizations | 0 | $0 | | State or municipal government entities (including government pension plans) | 0 | $0 | | Other investment advisers | 0 | $0 | | Insurance companies | 0 | $0 | | Sovereign wealth funds and foreign official institutions | 0 | $0 | | Corporations or other businesses not listed above | 0 | $0 | | Other | 0 | $0 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Selection of other advisers (including private fund managers) ### Firm details - Registered since: 2022 (4 years) - Employees: 1 total, 1 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: LA, NH, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - stonebridgewealth.com ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2022 | $118,064,085 | 1 | April 27, 2022 | | October 2023 | $113,259,252 | 1 | February 13, 2023 | | October 2024 | $117,645,553 | 1 | January 30, 2024 | | October 2025 | $119,472,277 | 1 | January 30, 2025 | | October 2026 | $134,576,609 | 1 | February 4, 2026 | Regulatory assets under management: $118,064,085 in the October 2022 data and $134,576,609 in the October 2026 data, up 14%. Total employees: 1 in October 2022 and 1 in October 2026. ## Changes in the filing (last 12 months) ### March 2026 - Regulatory assets under management went from $119,472,277 to $134,576,609 (+13%). ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stonebridge Wealth Management, LLC (CRD 146775): Form ADV filing data as of October 2026.