{
  "crd_number": 146775,
  "slug": "stonebridge-wealth-management-llc-frisco-tx-146775",
  "primary_business_name": "STONEBRIDGE WEALTH MANAGEMENT, LLC",
  "legal_name": "STONEBRIDGE WEALTH MANAGEMENT, LLC",
  "dbas": [],
  "city": "Frisco",
  "state": "TX",
  "country": "United States",
  "cbsa_code": "19100",
  "metro": {
    "cbsa_code": "19100",
    "common_name": "Dallas",
    "msa_name": "Dallas-Fort Worth-Arlington, TX",
    "path": "/advisors/tx/dallas"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2022-05-27",
  "years_registered": 4,
  "period": "2026-10-01",
  "filing_date": "2026-02-04",
  "carried_forward": false,
  "raum_total": 134576609.0,
  "raum_discretionary": 134576609.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 1,
  "advisory_employees": 1,
  "client_count_bucket": null,
  "clients_by_type": {
    "other": {
      "raum": 0.0,
      "count": 0
    },
    "charitable": {
      "raum": 0.0,
      "count": 0
    },
    "individuals": {
      "raum": 10702929.0,
      "count": 12
    },
    "banking_thrift": {
      "raum": 0.0,
      "count": 0
    },
    "state_municipal": {
      "raum": 0.0,
      "count": 0
    },
    "insurance_companies": {
      "raum": 0.0,
      "count": 0
    },
    "investment_companies": {
      "raum": 0.0,
      "count": 0
    },
    "pension_profit_sharing": {
      "raum": 0.0,
      "count": 0
    },
    "other_investment_advisers": {
      "raum": 0.0,
      "count": 0
    },
    "high_net_worth_individuals": {
      "raum": 123873680.0,
      "count": 28
    },
    "pooled_investment_vehicles": {
      "raum": 0.0,
      "count": 0
    },
    "corporations_other_businesses": {
      "raum": 0.0,
      "count": 0
    },
    "business_development_companies": {
      "raum": 0.0,
      "count": 0
    },
    "sovereign_wealth_foreign_official": {
      "raum": 0.0,
      "count": 0
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "LA",
    "NH",
    "TX"
  ],
  "websites": [
    "https://stonebridgewealth.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146775",
  "city_as_filed": "FRISCO",
  "url": "https://advisorcensus.com/firm/stonebridge-wealth-management-llc-frisco-tx-146775",
  "display_name": "Stonebridge Wealth Management, LLC",
  "summary": "Stonebridge Wealth Management, LLC is an SEC-registered investment advisory firm in Frisco, TX, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated February 4, 2026.",
  "citation": "AdvisorCensus. Stonebridge Wealth Management, LLC (CRD 146775): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Stonebridge Wealth Management, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stonebridge Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "What does Stonebridge Wealth Management, LLC's brochure say about its fees?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 states: Up to $999,999: 1% a year; $1,000,000 to $1,999,999: 0.9% a year; $2,000,000 to $2,999,999: 0.8% a year; $3,000,000 to $3,999,999: 0.7% a year; $4,000,000 to $4,999,999: 0.6% a year; $5,000,000 to $9,999,999: 0.5% a year; Above $10,000,000: 0.4% a year. Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Stonebridge Wealth Management, LLC located?",
      "a": "Stonebridge Wealth Management, LLC's principal office is in Frisco, TX, according to its Form ADV."
    },
    {
      "q": "Is Stonebridge Wealth Management, LLC registered with the SEC or a state?",
      "a": "Stonebridge Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 146775."
    },
    {
      "q": "How much does Stonebridge Wealth Management, LLC manage?",
      "a": "Stonebridge Wealth Management, LLC reports $134,576,609 in regulatory assets under management in its Form ADV filing dated February 4, 2026 (100% discretionary)."
    },
    {
      "q": "How have Stonebridge Wealth Management, LLC's assets and staff changed since 2022?",
      "a": "In the Form ADV data for Stonebridge Wealth Management, LLC: Regulatory assets under management: $118,064,085 in the October 2022 data and $134,576,609 in the October 2026 data, up 14%. Total employees: 1 in October 2022 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stonebridge Wealth Management, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (28); individuals (other than high net worth individuals) (12)."
    },
    {
      "q": "Which custodians does Stonebridge Wealth Management, LLC use?",
      "a": "Stonebridge Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stonebridge Wealth Management, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/146775"
    },
    {
      "q": "Does Stonebridge Wealth Management, LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated February 4, 2026 says: \"Generally, SWM requires a minimum account size or client relationship of $ 1,000,000 for Investment Management Services.\" \"Client accounts where the total balance of all accounts is less than $1,000,000 will be accepted only on a case by case basis.\" \"Minimum account sizes may be negotiable under certain circumstances.\""
    },
    {
      "q": "What changed in Stonebridge Wealth Management, LLC's recent Form ADV filings?",
      "a": "In the March 2026 filing data: Regulatory assets under management went from $119,472,277 to $134,576,609 (+13%)."
    }
  ],
  "filing_history": [
    {
      "period": "2022-10-01",
      "regulatory_assets_under_management": 118064085.0,
      "total_employees": 1,
      "filing_date": "2022-04-27"
    },
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 113259252.0,
      "total_employees": 1,
      "filing_date": "2023-02-13"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 117645553.0,
      "total_employees": 1,
      "filing_date": "2024-01-30"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 119472277.0,
      "total_employees": 1,
      "filing_date": "2025-01-30"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 134576609.0,
      "total_employees": 1,
      "filing_date": "2026-02-04"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-03-01",
      "period_label": "March 2026",
      "notes": [
        "Regulatory assets under management went from $119,472,277 to $134,576,609 (+13%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated February 4, 2026",
    "tiers": [
      {
        "band": "Up to $999,999",
        "rate": "1%"
      },
      {
        "band": "$1,000,000 to $1,999,999",
        "rate": "0.9%"
      },
      {
        "band": "$2,000,000 to $2,999,999",
        "rate": "0.8%"
      },
      {
        "band": "$3,000,000 to $3,999,999",
        "rate": "0.7%"
      },
      {
        "band": "$4,000,000 to $4,999,999",
        "rate": "0.6%"
      },
      {
        "band": "$5,000,000 to $9,999,999",
        "rate": "0.5%"
      },
      {
        "band": "Above $10,000,000",
        "rate": "0.4%"
      }
    ],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "$1,000,000",
    "account_minimum_may_be_waived": true,
    "minimum_annual_fee": null,
    "figures": [
      {
        "label": "Fee schedule",
        "statements": [
          "Up to $999,999: 1% a year",
          "$1,000,000 to $1,999,999: 0.9% a year",
          "$2,000,000 to $2,999,999: 0.8% a year",
          "$3,000,000 to $3,999,999: 0.7% a year",
          "$4,000,000 to $4,999,999: 0.6% a year",
          "$5,000,000 to $9,999,999: 0.5% a year",
          "Above $10,000,000: 0.4% a year"
        ],
        "quotes": [
          "The annual fee for investment management services will be charged as a percentage of assets under management, according to the schedule below:",
          "Up to $999,999 1.00%",
          "The Next $1,000,000 0.90%",
          "The Next $1,000,000 0.80%",
          "The Next $1,000,000 0.70%",
          "The Next $1,000,000 0.60%",
          "The Next $5,000,000 0.50%",
          "$10,000,000 or greater 0.40%"
        ]
      },
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: $1,000,000 (the brochure says it may be waived or negotiated)"
        ],
        "quotes": [
          "Generally, SWM requires a minimum account size or client relationship of $ 1,000,000 for Investment Management Services.",
          "Client accounts where the total balance of all accounts is less than $1,000,000 will be accepted only on a case by case basis.",
          "Minimum account sizes may be negotiable under certain circumstances."
        ]
      }
    ],
    "quotes": [
      "The annual fee for investment management services will be charged as a percentage of assets under management, according to the schedule below:",
      "Up to $999,999 1.00%",
      "The Next $1,000,000 0.90%",
      "The Next $1,000,000 0.80%",
      "The Next $1,000,000 0.70%",
      "The Next $1,000,000 0.60%",
      "The Next $5,000,000 0.50%",
      "$10,000,000 or greater 0.40%",
      "Generally, SWM requires a minimum account size or client relationship of $ 1,000,000 for Investment Management Services.",
      "Client accounts where the total balance of all accounts is less than $1,000,000 will be accepted only on a case by case basis.",
      "Minimum account sizes may be negotiable under certain circumstances."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "National Financial Services LLC",
      "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stonebridge-wealth-management-llc-frisco-tx-146775.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 12,
      "fewer_than_5": false,
      "raum": 10702929.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 28,
      "fewer_than_5": false,
      "raum": 123873680.0
    },
    {
      "type": "banking_thrift",
      "label": "Banking or thrift institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "investment_companies",
      "label": "Investment companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "business_development_companies",
      "label": "Business development companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pooled_investment_vehicles",
      "label": "Pooled investment vehicles (other than investment companies and business development companies)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other_investment_advisers",
      "label": "Other investment advisers",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "insurance_companies",
      "label": "Insurance companies",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "sovereign_wealth_foreign_official",
      "label": "Sovereign wealth funds and foreign official institutions",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 0,
      "fewer_than_5": false,
      "raum": 0.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/146775",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}