# Stonebridge Financial Group

> Stonebridge Financial Group is an SEC-registered investment advisory firm in San Rafael, CA, registered since 2026, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated August 7, 2026.

- CRD: 340200
- Filed as: STONEBRIDGE FINANCIAL GROUP
- Legal name: Stonebridge Financial Group, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Rafael, CA
- Filing period: October 2026
- Form ADV filing dated: August 7, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/340200
- AdvisorCensus page: https://advisorcensus.com/firm/stonebridge-financial-group-san-rafael-ca-340200

## Quick answers

**How is Stonebridge Financial Group compensated?**
On its Form ADV (Item 5.E, October 2026), Stonebridge Financial Group reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Stonebridge Financial Group charge?**
Its Form ADV Part 2A brochure dated August 7, 2026 states: Flat fee: up to $50,000 (Financial Consulting); Flat fee: up to $12,500 a quarter (Financial Consulting); Flat fee: up to $50,000 a year (Retirement Plan Advisory Services). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Stonebridge Financial Group located?**
Stonebridge Financial Group's principal office is in San Rafael, CA, according to its Form ADV.

**Is Stonebridge Financial Group registered with the SEC or a state?**
Stonebridge Financial Group is an SEC-registered investment advisory firm, registered since 2026. Status as filed: Approved. CRD 340200.

**How much does Stonebridge Financial Group manage?**
Stonebridge Financial Group reports $895,995,473 in regulatory assets under management in its Form ADV filing dated August 7, 2026 (100% discretionary).

**What types of clients does Stonebridge Financial Group serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (684); high net worth individuals (253); pension and profit sharing plans (but not the plan participants or government pension plans) (9).

**Which custodians does Stonebridge Financial Group use?**
Stonebridge Financial Group's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stonebridge Financial Group report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/340200

**What changed in Stonebridge Financial Group's recent Form ADV filings?**
In the May 2026 filing data: Regulatory assets under management went from $0 to $895,995,473. Registered or notice-filed in AZ, CO, CT, FL, GA, IL, IN, MA, MI, MO, NC, NJ, NV, NY, OR, PA, TN, TX, UT, VA, WA.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated August 7, 2026)

- Flat fee: up to $50,000 (Financial Consulting)

> One-time Consulting Fees will not exceed $50,000 per engagement and the Quarterly Ongoing Fees will not exceed $12,500 per quarter.

- Flat fee: up to $12,500 a quarter (Financial Consulting)

> One-time Consulting Fees will not exceed $50,000 per engagement and the Quarterly Ongoing Fees will not exceed $12,500 per quarter.

- Flat fee: up to $50,000 a year (Retirement Plan Advisory Services)

> Fees for Retirement Plan Advisory Services can either be a flat fee up to $50,000 per year or a rate ranging from 0% to 1.5%.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $895,995,473
- Discretionary: $895,995,473
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 684 | $247,875,631 |
| High net worth individuals | 253 | $642,595,562 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 9 | $2,947,546 |
| Corporations or other businesses not listed above | 5 | $2,576,734 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2026 (0 years)
- Employees: 21 total, 12 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, CO, CT, FL, GA, IL, IN, MA, MI, MO, NC, NJ, NV, NY, OR, PA, TN, TX, UT, VA, WA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [sb-fg.com](https://sb-fg.com)
- [stonebridgefinancialgrp.com](https://stonebridgefinancialgrp.com)

## Changes in the filing (last 12 months)

### May 2026
- Regulatory assets under management went from $0 to $895,995,473.
- Registered or notice-filed in AZ, CO, CT, FL, GA, IL, IN, MA, MI, MO, NC, NJ, NV, NY, OR, PA, TN, TX, UT, VA, WA.

### April 2026
- Employees performing advisory functions went from 1 to 12.

### February 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stonebridge Financial Group (CRD 340200): Form ADV filing data as of October 2026.