{
  "crd_number": 327529,
  "slug": "stonebridge-financial-group-llc-wormleysburg-pa-327529",
  "primary_business_name": "STONEBRIDGE FINANCIAL GROUP, LLC",
  "legal_name": "STONEBRIDGE FINANCIAL GROUP, LLC",
  "dbas": [
    "EMC WEALTH MANAGEMENT LLC",
    "WHITECLIFF WEALTH MANAGEMENT"
  ],
  "city": "Wormleysburg",
  "state": "PA",
  "country": "United States",
  "cbsa_code": "25420",
  "metro": {
    "cbsa_code": "25420",
    "common_name": "Harrisburg",
    "msa_name": "Harrisburg-Carlisle, PA",
    "path": "/advisors/pa/harrisburg"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-11-08",
  "years_registered": 2,
  "period": "2026-10-01",
  "filing_date": "2026-07-31",
  "carried_forward": false,
  "raum_total": 2276868952.0,
  "raum_discretionary": 2116058919.0,
  "raum_non_discretionary": 160810033.0,
  "raum_band": "1b_5b",
  "raum_band_label": "$1 billion to $5 billion",
  "total_employees": 29,
  "advisory_employees": 21,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "charitable": {
      "raum": 19171573.0,
      "count": 7
    },
    "individuals": {
      "raum": 343309309.0,
      "count": 896
    },
    "state_municipal": {
      "raum": 49472439.0,
      "count": 1,
      "fewer_than_5": true
    },
    "pension_profit_sharing": {
      "raum": 569995888.0,
      "count": 156
    },
    "high_net_worth_individuals": {
      "raum": 1285878326.0,
      "count": 391
    },
    "corporations_other_businesses": {
      "raum": 9041417.0,
      "count": 6
    }
  },
  "compensation_types": [
    "fixed",
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": true,
  "disclosure_yes_count": 0,
  "states_registered": [
    "AZ",
    "CA",
    "CO",
    "CT",
    "DE",
    "FL",
    "GA",
    "IL",
    "LA",
    "MA",
    "MD",
    "ME",
    "NC",
    "NH",
    "NJ",
    "NY",
    "OH",
    "PA",
    "SC",
    "TX",
    "VA"
  ],
  "websites": [
    "https://facebook.com/STONEBRIDGEFINANCIALGROUPLLC",
    "https://facebook.com/WHITECLIFFWM",
    "https://linkedin.com/COMPANY/STONEBRIDGE-FINANCIAL-GROUP-LLC",
    "https://linkedin.com/company/whitecliff-wealth-management",
    "https://stonebridgefg.com",
    "https://whitecliffwealthmanagement.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327529",
  "city_as_filed": "WORMLEYSBURG",
  "url": "https://advisorcensus.com/firm/stonebridge-financial-group-llc-wormleysburg-pa-327529",
  "display_name": "Stonebridge Financial Group, LLC",
  "summary": "Stonebridge Financial Group, LLC is an SEC-registered investment advisory firm in Wormleysburg, PA, registered since 2023, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated July 31, 2026.",
  "citation": "AdvisorCensus. Stonebridge Financial Group, LLC (CRD 327529): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges",
    "Fixed fees (other than subscription fees)"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Stonebridge Financial Group, LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stonebridge Financial Group, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees)."
    },
    {
      "q": "How much does Stonebridge Financial Group, LLC charge?",
      "a": "Its Form ADV Part 2A brochure dated July 31, 2026 states: Asset-based fee: up to 2% of assets a year (the maximum the brochure states); Hourly rate: $250 to $350 an hour (Financial planning services); Flat fee: $3,000 to $5,000 (longer-term consulting projects). Fees can differ by service and may be negotiable; the brochure is the complete statement."
    },
    {
      "q": "Where is Stonebridge Financial Group, LLC located?",
      "a": "Stonebridge Financial Group, LLC's principal office is in Wormleysburg, PA, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Stonebridge Financial Group, LLC registered with the SEC or a state?",
      "a": "Stonebridge Financial Group, LLC is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327529."
    },
    {
      "q": "How much does Stonebridge Financial Group, LLC manage?",
      "a": "Stonebridge Financial Group, LLC reports $2,276,868,952 in regulatory assets under management in its Form ADV filing dated July 31, 2026 (93% discretionary)."
    },
    {
      "q": "How have Stonebridge Financial Group, LLC's assets and staff changed since 2024?",
      "a": "In the Form ADV data for Stonebridge Financial Group, LLC: Regulatory assets under management: $1,581,641,049 in the October 2024 data and $2,276,868,952 in the October 2026 data, up 44%. Total employees: 26 in October 2024 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stonebridge Financial Group, LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (896); high net worth individuals (391); pension and profit sharing plans (but not the plan participants or government pension plans) (156)."
    },
    {
      "q": "Which custodians does Stonebridge Financial Group, LLC use?",
      "a": "Stonebridge Financial Group, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stonebridge Financial Group, LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327529"
    },
    {
      "q": "What changed in Stonebridge Financial Group, LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Employees performing advisory functions went from 20 to 21. Regulatory assets under management went from $1,831,293,279 to $2,276,868,952 (+24%)."
    }
  ],
  "filing_history": [
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 1581641049.0,
      "total_employees": 26,
      "filing_date": "2024-05-28"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 1831293279.0,
      "total_employees": 26,
      "filing_date": "2025-05-06"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 2276868952.0,
      "total_employees": 29,
      "filing_date": "2026-07-31"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Employees performing advisory functions went from 20 to 21.",
        "Regulatory assets under management went from $1,831,293,279 to $2,276,868,952 (+24%)."
      ]
    },
    {
      "period": "2026-02-01",
      "period_label": "February 2026",
      "notes": [
        "No longer lists the business name Avia Wealth Advisors.",
        "Added an office in York, PA."
      ]
    },
    {
      "period": "2025-11-01",
      "period_label": "November 2025",
      "notes": [
        "Added the business name EMC Wealth Management LLC.",
        "Added an office in York, PA."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated July 31, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": "2% of assets a year",
    "account_minimum": null,
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [
      "Hourly rate: $250 to $350 an hour (Financial planning services)",
      "Flat fee: $3,000 to $5,000 (longer-term consulting projects)"
    ],
    "figures": [
      {
        "label": "Asset-based fee",
        "statements": [
          "Asset-based fee: up to 2% of assets a year (the maximum the brochure states)"
        ],
        "quotes": [
          "Annual advisory fees do not exceed 2.00%.",
          "Asset Management – Fees are charged quarterly in advance and are based primarily on asset size and the level of complexity of the services provided. In individual cases, SFG has the sole discretion to negotiate fees that are lower than the standard fee shown or to waive fees ."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Hourly rate: $250 to $350 an hour (Financial planning services)"
        ],
        "quotes": [
          "Hourly fees range from $250 - $350 per hour, depending on what is negotiated between SFG and the client, with an initial planning fee minimum of $5,000."
        ]
      },
      {
        "label": "Planning fee",
        "statements": [
          "Flat fee: $3,000 to $5,000 (longer-term consulting projects)"
        ],
        "quotes": [
          "Fixed fees for longer-term consulting projects range from $3,000 to $5,000 per project."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": 2.0,
      "account_minimum": null,
      "minimum_annual_fee": null,
      "planning": [
        {
          "kind": "hourly",
          "amount": null,
          "min": 250.0,
          "max": 350.0,
          "period": "hour",
          "service": "Financial planning services"
        },
        {
          "kind": "flat",
          "amount": null,
          "min": 3000.0,
          "max": 5000.0,
          "period": "one_time",
          "service": "longer-term consulting projects"
        }
      ]
    },
    "quotes": [
      "Annual advisory fees do not exceed 2.00%.",
      "Asset Management – Fees are charged quarterly in advance and are based primarily on asset size and the level of complexity of the services provided. In individual cases, SFG has the sole discretion to negotiate fees that are lower than the standard fee shown or to waive fees .",
      "Hourly fees range from $250 - $350 per hour, depending on what is negotiated between SFG and the client, with an initial planning fee minimum of $5,000.",
      "Fixed fees for longer-term consulting projects range from $3,000 to $5,000 per project."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab",
      "name_as_filed": "CHARLES SCHWAB",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stonebridge-financial-group-llc-wormleysburg-pa-327529.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 896,
      "fewer_than_5": false,
      "raum": 343309309.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 391,
      "fewer_than_5": false,
      "raum": 1285878326.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 156,
      "fewer_than_5": false,
      "raum": 569995888.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": 7,
      "fewer_than_5": false,
      "raum": 19171573.0
    },
    {
      "type": "state_municipal",
      "label": "State or municipal government entities (including government pension plans)",
      "count": 1,
      "fewer_than_5": true,
      "raum": 49472439.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": 6,
      "fewer_than_5": false,
      "raum": 9041417.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327529",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}