{ "crd_number": 111447, "slug": "stonebridge-capital-advisors-llc-st-paul-mn-111447", "primary_business_name": "STONEBRIDGE CAPITAL ADVISORS LLC", "legal_name": "STONEBRIDGE CAPITAL ADVISORS LLC", "dbas": [], "city": "St. Paul", "state": "MN", "country": "United States", "cbsa_code": "33460", "metro": { "cbsa_code": "33460", "common_name": "Minneapolis", "msa_name": "Minneapolis-St. Paul-Bloomington, MN-WI", "path": "/advisors/mn/minneapolis" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "1997-01-30", "years_registered": 29, "period": "2026-10-01", "filing_date": "2026-03-30", "carried_forward": false, "raum_total": 2519640223.0, "raum_discretionary": 2449351012.0, "raum_non_discretionary": 70289211.0, "raum_band": "1b_5b", "raum_band_label": "$1 billion to $5 billion", "total_employees": 31, "advisory_employees": 13, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 145922317.0, "count": 31 }, "individuals": { "raum": 414282058.0, "count": 1071 }, "insurance_companies": { "raum": 364017092.0, "count": 15 }, "investment_companies": { "raum": 110999350.0, "count": 1 }, "pension_profit_sharing": { "raum": 10357349.0, "count": null, "fewer_than_5": true }, "other_investment_advisers": { "raum": 5449488.0, "count": null, "fewer_than_5": true }, "high_net_worth_individuals": { "raum": 1371273285.0, "count": 538 }, "corporations_other_businesses": { "raum": 97339284.0, "count": 18 } }, "compensation_types": [ "percentage_of_aum" ], "advisory_activities": [ "educational_seminars", "financial_planning", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_investment_companies", "selection_of_other_advisers" ], "wrap_fee_participant": true, "disclosure_yes_count": 0, "states_registered": [ "AL", "AR", "AZ", "CA", "CO", "CT", "FL", "GA", "IA", "IL", "KS", "KY", "LA", "MA", "MD", "MI", "MN", "MO", "NC", "ND", "NE", "NH", "NV", "NY", "OH", "OK", "OR", "PA", "SD", "TN", "TX", "UT", "VA", "WA", "WI", "WY" ], "websites": [ "https://linkedin.com/company/stonebridge-capital-advisors", "https://stonebridgecap.com", "https://thecoveredbridgefund.com", "https://youtube.com/@stonebridgecapitaladvisors8423" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111447", "city_as_filed": "ST. PAUL", "url": "https://advisorcensus.com/firm/stonebridge-capital-advisors-llc-st-paul-mn-111447", "display_name": "Stonebridge Capital Advisors LLC", "summary": "Stonebridge Capital Advisors LLC is an SEC-registered investment advisory firm in St. Paul, MN, registered since 1997, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 30, 2026.", "citation": "AdvisorCensus. Stonebridge Capital Advisors LLC (CRD 111447): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for investment companies (and business development companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters", "Educational seminars/workshops" ], "quick_answers": [ { "q": "How is Stonebridge Capital Advisors LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Stonebridge Capital Advisors LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Stonebridge Capital Advisors LLC located?", "a": "Stonebridge Capital Advisors LLC's principal office is in St. Paul, MN, according to its Form ADV; the April 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Stonebridge Capital Advisors LLC registered with the SEC or a state?", "a": "Stonebridge Capital Advisors LLC is an SEC-registered investment advisory firm, registered since 1997. Status as filed: Approved. CRD 111447." }, { "q": "How much does Stonebridge Capital Advisors LLC manage?", "a": "Stonebridge Capital Advisors LLC reports $2,519,640,223 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (97% discretionary)." }, { "q": "How have Stonebridge Capital Advisors LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Stonebridge Capital Advisors LLC: Regulatory assets under management: $1,544,774,614 in the October 2021 data and $2,519,640,223 in the October 2026 data, up 63%. Total employees: 25 in October 2021 and 31 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Stonebridge Capital Advisors LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (1,071); high net worth individuals (538); charitable organizations (31)." }, { "q": "Which custodians does Stonebridge Capital Advisors LLC use?", "a": "Stonebridge Capital Advisors LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., National Financial Services LLC and Pershing Advisor Solutions LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Stonebridge Capital Advisors LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/111447" }, { "q": "What changed in Stonebridge Capital Advisors LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Regulatory assets under management went from $2,266,426,928 to $2,519,640,223 (+11%). Registered or notice-filed in CT." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 1544774614.0, "total_employees": 25, "filing_date": "2021-03-31" }, { "period": "2022-10-01", "regulatory_assets_under_management": 1805014523.0, "total_employees": 26, "filing_date": "2022-06-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 1760355996.0, "total_employees": 28, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 2033814153.0, "total_employees": 28, "filing_date": "2024-03-29" }, { "period": "2025-10-01", "regulatory_assets_under_management": 2266426928.0, "total_employees": 31, "filing_date": "2025-03-31" }, { "period": "2026-10-01", "regulatory_assets_under_management": 2519640223.0, "total_employees": 31, "filing_date": "2026-03-30" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Regulatory assets under management went from $2,266,426,928 to $2,519,640,223 (+11%).", "Registered or notice-filed in CT." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false }, { "name": "National Financial Services LLC", "name_as_filed": "NATIONAL FINANCIAL SERVICES LLC", "affiliated": false }, { "name": "Pershing Advisor Solutions LLC", "name_as_filed": "PERSHING ADVISOR SOLUTIONS LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/stonebridge-capital-advisors-llc-st-paul-mn-111447.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 1071, "fewer_than_5": false, "raum": 414282058.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 538, "fewer_than_5": false, "raum": 1371273285.0 }, { "type": "investment_companies", "label": "Investment companies", "count": 1, "fewer_than_5": false, "raum": 110999350.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": null, "fewer_than_5": true, "raum": 10357349.0 }, { "type": "charitable", "label": "Charitable organizations", "count": 31, "fewer_than_5": false, "raum": 145922317.0 }, { "type": "other_investment_advisers", "label": "Other investment advisers", "count": null, "fewer_than_5": true, "raum": 5449488.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 15, "fewer_than_5": false, "raum": 364017092.0 }, { "type": "corporations_other_businesses", "label": "Corporations or other businesses not listed above", "count": 18, "fewer_than_5": false, "raum": 97339284.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/111447", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }