# Stone Summit Wealth LLC

> Stone Summit Wealth LLC is an SEC-registered investment advisory firm, registered since 2022, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 14, 2026.

- CRD: 315438
- Filed as: STONE SUMMIT WEALTH LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: January 14, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/315438
- AdvisorCensus page: https://advisorcensus.com/firm/stone-summit-wealth-llc-315438

## Quick answers

**How is Stone Summit Wealth LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stone Summit Wealth LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**How much does Stone Summit Wealth LLC charge?**
Its Form ADV Part 2A brochure dated January 14, 2026 states: Up to $1,000,000: 1.25% a year; Above $1,000,001: 0.75% a year; Flat fee: $2,000 to $20,000 (Portfolio Management). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Is Stone Summit Wealth LLC registered with the SEC or a state?**
Stone Summit Wealth LLC is an SEC-registered investment advisory firm, registered since 2022. Status as filed: Approved. CRD 315438.

**How much does Stone Summit Wealth LLC manage?**
Stone Summit Wealth LLC reports $443,610,000 in regulatory assets under management in its Form ADV filing dated January 14, 2026 (100% discretionary).

**How have Stone Summit Wealth LLC's assets and staff changed since 2022?**
In the Form ADV data for Stone Summit Wealth LLC: Regulatory assets under management: $174,399,832 in the October 2022 data and $443,610,000 in the October 2026 data, up 154%. Total employees: 3 in October 2022 and 3 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stone Summit Wealth LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (150); individuals (other than high net worth individuals) (81).

**Which custodians does Stone Summit Wealth LLC use?**
Stone Summit Wealth LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stone Summit Wealth LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/315438

**Does Stone Summit Wealth LLC state an account minimum?**
Its Form ADV Part 2A brochure dated January 14, 2026 says: "There is no account minimum for any of SSW’s services."

**What changed in Stone Summit Wealth LLC's recent Form ADV filings?**
In the February 2026 filing data: Regulatory assets under management went from $357,958,850 to $443,610,000 (+24%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 14, 2026)

- Up to $1,000,000: 1.25% a year
- Above $1,000,001: 0.75% a year

> Total Assets Under Management Annual Fees $0 - $1,000,000 1.25% $1,000,001 – AND UP 0.75%

> The client may pay a fixed fee in place of an assets under management fee. The fixed fee for Portfolio Management is between $2,000 and $ 20,000.

- Account minimum: None

> There is no account minimum for any of SSW’s services.

- Flat fee: $2,000 to $20,000 (Portfolio Management)

> The fixed fee for Portfolio Management is between $2,000 and $ 20,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $443,610,000
- Discretionary: $443,610,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 81 | $66,541,500 |
| High net worth individuals | 150 | $377,068,500 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2022 (4 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AZ, CA, FL, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [stonesummitwealth.com](https://stonesummitwealth.com)

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2022 | $174,399,832 | 3 | September 29, 2022 |
| October 2023 | $268,935,340 | 3 | February 7, 2023 |
| October 2024 | $320,796,538 | 3 | May 17, 2024 |
| October 2025 | $357,958,850 | 3 | January 17, 2025 |
| October 2026 | $443,610,000 | 3 | January 14, 2026 |

Regulatory assets under management: $174,399,832 in the October 2022 data and $443,610,000 in the October 2026 data, up 154%.
Total employees: 3 in October 2022 and 3 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Regulatory assets under management went from $357,958,850 to $443,610,000 (+24%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stone Summit Wealth LLC (CRD 315438): Form ADV filing data as of October 2026.