# Stone Securities Inc.

> Stone Securities Inc. is a state-registered investment advisory firm in Clarks Green, PA, registered since 2012, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated July 9, 2026.

- CRD: 162909
- Filed as: STONE SECURITIES INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Clarks Green, PA
- Filing period: October 2026
- Form ADV filing dated: July 9, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/162909
- AdvisorCensus page: https://advisorcensus.com/firm/stone-securities-inc-clarks-green-pa-162909

## Quick answers

**How is Stone Securities Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Stone Securities Inc. reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Stone Securities Inc. located?**
Stone Securities Inc.'s principal office is in Clarks Green, PA, according to its Form ADV.

**Is Stone Securities Inc. registered with the SEC or a state?**
Stone Securities Inc. is a state-registered investment advisory firm, registered since 2012. Status as filed: APPROVED. CRD 162909.

**How much does Stone Securities Inc. manage?**
Stone Securities Inc. reports $72,525,243 in regulatory assets under management in its Form ADV filing dated July 9, 2026 (94% discretionary).

**What types of clients does Stone Securities Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (92); high net worth individuals (10); other (1).

**Does Stone Securities Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/162909

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $72,525,243
- Discretionary: $68,324,763
- Non-discretionary: $4,200,480

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 92 | $56,165,980 |
| High net worth individuals | 10 | $15,714,198 |
| Other | 1 | $645,065 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Other

### Firm details
- Registered since: 2012 (14 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: PA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stonesecurities.com

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stone Securities Inc. (CRD 162909): Form ADV filing data as of October 2026.