# Stone Ridge Advisors

> Stone Ridge Advisors is an SEC-registered investment advisory firm, registered since 2023, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 327875
- Filed as: STONE RIDGE ADVISORS
- Legal name: Stone Ridge Advisors LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327875
- AdvisorCensus page: https://advisorcensus.com/firm/stone-ridge-advisors-327875

## Quick answers

**How is Stone Ridge Advisors compensated?**
On its Form ADV (Item 5.E, October 2026), Stone Ridge Advisors reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is Stone Ridge Advisors registered with the SEC or a state?**
Stone Ridge Advisors is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327875.

**How much does Stone Ridge Advisors manage?**
Stone Ridge Advisors reports $36,253,180 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Stone Ridge Advisors' assets and staff changed since 2023?**
In the Form ADV data for Stone Ridge Advisors: Regulatory assets under management: $37,751,484 in the October 2024 data and $36,253,180 in the October 2026 data, down 4%. Total employees: 1 in October 2023 and 1 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stone Ridge Advisors serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (14); high net worth individuals (11); pension and profit sharing plans (but not the plan participants or government pension plans) (1).

**Which custodians does Stone Ridge Advisors use?**
Stone Ridge Advisors' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stone Ridge Advisors report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327875

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $36,253,180
- Discretionary: $36,253,180
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 14 | $6,487,484 |
| High net worth individuals | 11 | $28,965,622 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $800,074 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services

### Firm details
- Registered since: 2023 (3 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, NY, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stoneridgeadv.com
- Facebook facebook.com
- Instagram @stoneridgeadvisors
- LinkedIn @stone-ridge-advisors
- LinkedIn @markstern2
- YouTube @stoneridgeadvisors

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | Not reported | 1 | September 7, 2023 |
| October 2024 | $37,751,484 | 1 | January 27, 2024 |
| October 2025 | $36,456,770 | 1 | March 10, 2025 |
| October 2026 | $36,253,180 | 1 | March 31, 2026 |

Regulatory assets under management: $37,751,484 in the October 2024 data and $36,253,180 in the October 2026 data, down 4%.
Total employees: 1 in October 2023 and 1 in October 2026.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stone Ridge Advisors (CRD 327875): Form ADV filing data as of October 2026.