{ "crd_number": 310377, "slug": "stone-point-credit-adviser-llc-greenwich-ct-310377", "primary_business_name": "STONE POINT CREDIT ADVISER LLC", "legal_name": "STONE POINT CREDIT ADVISER LLC", "dbas": [], "city": "Greenwich", "state": "CT", "country": "United States", "cbsa_code": "14860", "metro": { "cbsa_code": "14860", "common_name": "Bridgeport", "msa_name": "Bridgeport-Stamford-Danbury, CT", "path": "/advisors/ct/bridgeport" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2020-09-23", "years_registered": 6, "period": "2026-10-01", "filing_date": "2026-07-20", "carried_forward": false, "raum_total": 11125807494.0, "raum_discretionary": 10999139619.0, "raum_non_discretionary": 126667875.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 80, "advisory_employees": 64, "client_count_bucket": null, "clients_by_type": { "insurance_companies": { "raum": 1940698005.0, "count": 7 }, "pooled_investment_vehicles": { "raum": 5970465505.0, "count": 23 }, "business_development_companies": { "raum": 3214643984.0, "count": 1 } }, "compensation_types": [ "other", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "portfolio_management_businesses_institutional", "portfolio_management_investment_companies", "portfolio_management_pooled_vehicles" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CT", "FL", "NY" ], "websites": [ "https://linkedin.com/COMPANY/STONE-POINT-CAPITAL", "https://spcif.com", "https://stonepoint.com" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310377", "city_as_filed": "GREENWICH", "url": "https://advisorcensus.com/firm/stone-point-credit-adviser-llc-greenwich-ct-310377", "display_name": "Stone Point Credit Adviser LLC", "summary": "Stone Point Credit Adviser LLC is an SEC-registered investment advisory firm in Greenwich, CT, registered since 2020, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated July 20, 2026.", "citation": "AdvisorCensus. Stone Point Credit Adviser LLC (CRD 310377): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Performance-based fees", "Other" ], "advisory_activity_labels": [ "Portfolio management for investment companies (and business development companies)", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients" ], "quick_answers": [ { "q": "How is Stone Point Credit Adviser LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Stone Point Credit Adviser LLC reports these compensation arrangements: a percentage of assets under its management; performance-based fees; other." }, { "q": "How much does Stone Point Credit Adviser LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 31, 2026 states: Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Stone Point Credit Adviser LLC located?", "a": "Stone Point Credit Adviser LLC's principal office is in Greenwich, CT, according to its Form ADV; the August 2026 filing also lists 2 other offices (Schedule D, Section 1.F)." }, { "q": "Is Stone Point Credit Adviser LLC registered with the SEC or a state?", "a": "Stone Point Credit Adviser LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 310377." }, { "q": "How much does Stone Point Credit Adviser LLC manage?", "a": "Stone Point Credit Adviser LLC reports $11,125,807,494 in regulatory assets under management in its Form ADV filing dated July 20, 2026 (99% discretionary)." }, { "q": "How have Stone Point Credit Adviser LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Stone Point Credit Adviser LLC: Regulatory assets under management: $2,379,639,974 in the October 2021 data and $11,125,807,494 in the October 2026 data, up 368%. Total employees: 26 in October 2021 and 80 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Stone Point Credit Adviser LLC serve?", "a": "By number of clients on Form ADV Item 5.D: pooled investment vehicles (other than investment companies and business development companies) (23); insurance companies (7); business development companies (1)." }, { "q": "Which custodians does Stone Point Credit Adviser LLC use?", "a": "Stone Point Credit Adviser LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists The Bank of New York Mellon Trust Company N.A. as a custodian holding 10% or more of its separately managed account assets." }, { "q": "Does Stone Point Credit Adviser LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/310377" }, { "q": "What changed in Stone Point Credit Adviser LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 55 to 64. Regulatory assets under management went from $8,066,837,481 to $11,125,807,494 (+38%). Updated its list of owners and control persons (Schedule A)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 2379639974.0, "total_employees": 26, "filing_date": "2021-04-30" }, { "period": "2022-10-01", "regulatory_assets_under_management": 3609038108.0, "total_employees": 26, "filing_date": "2022-05-13" }, { "period": "2023-10-01", "regulatory_assets_under_management": 4300363490.0, "total_employees": 38, "filing_date": "2023-05-05" }, { "period": "2024-10-01", "regulatory_assets_under_management": 6143238733.0, "total_employees": 45, "filing_date": "2024-07-15" }, { "period": "2025-10-01", "regulatory_assets_under_management": 8066837481.0, "total_employees": 63, "filing_date": "2025-05-13" }, { "period": "2026-10-01", "regulatory_assets_under_management": 11125807494.0, "total_employees": 80, "filing_date": "2026-07-20" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 55 to 64.", "Regulatory assets under management went from $8,066,837,481 to $11,125,807,494 (+38%).", "Updated its list of owners and control persons (Schedule A)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 31, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.25% to 1.5% a year", "stated_maximum": null, "account_minimum": null, "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.25% to 1.5% a year (a range, as the brochure states it)" ], "quotes": [ "The Management Fee payable to the Firm varies but current Funds generally pay between 0.25% and 1.5% per annum; however, in certain circumstances, waivers, deferrals or reductions apply based on certain factors" ] } ], "values": { "tiers": [], "range_pct": [ 0.25, 1.5 ], "max_pct": null, "account_minimum": null, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "The Management Fee payable to the Firm varies but current Funds generally pay between 0.25% and 1.5% per annum; however, in certain circumstances, waivers, deferrals or reductions apply based on certain factors" ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "The Bank of New York Mellon Trust Company N.A.", "name_as_filed": "THE BANK OF NEW YORK MELLON TRUST COMPANY N.A.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/stone-point-credit-adviser-llc-greenwich-ct-310377.md", "clients": [ { "type": "business_development_companies", "label": "Business development companies", "count": 1, "fewer_than_5": false, "raum": 3214643984.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 23, "fewer_than_5": false, "raum": 5970465505.0 }, { "type": "insurance_companies", "label": "Insurance companies", "count": 7, "fewer_than_5": false, "raum": 1940698005.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/310377", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }