# Stone Oak Wealth Management, LLC

> Stone Oak Wealth Management, LLC is an SEC-registered investment advisory firm in San Antonio, TX, registered since 2020, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 29, 2026.

- CRD: 288217
- Filed as: STONE OAK WEALTH MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Antonio, TX
- Filing period: October 2026
- Form ADV filing dated: March 29, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288217
- AdvisorCensus page: https://advisorcensus.com/firm/stone-oak-wealth-management-llc-san-antonio-tx-288217

## Quick answers

**How is Stone Oak Wealth Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stone Oak Wealth Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Stone Oak Wealth Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 29, 2026 states: Hourly rate: $200 to $250 an hour (Financial Planning fees). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Stone Oak Wealth Management, LLC located?**
Stone Oak Wealth Management, LLC's principal office is in San Antonio, TX, according to its Form ADV.

**Is Stone Oak Wealth Management, LLC registered with the SEC or a state?**
Stone Oak Wealth Management, LLC is an SEC-registered investment advisory firm, registered since 2020. Status as filed: Approved. CRD 288217.

**How much does Stone Oak Wealth Management, LLC manage?**
Stone Oak Wealth Management, LLC reports $355,563,087 in regulatory assets under management in its Form ADV filing dated March 29, 2026 (100% discretionary).

**How have Stone Oak Wealth Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Stone Oak Wealth Management, LLC: Regulatory assets under management: $202,471,270 in the October 2021 data and $355,563,087 in the October 2026 data, up 76%. Total employees: 6 in October 2021 and 7 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stone Oak Wealth Management, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (183); high net worth individuals (85); pension and profit sharing plans (but not the plan participants or government pension plans) (22).

**Which custodians does Stone Oak Wealth Management, LLC use?**
Stone Oak Wealth Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stone Oak Wealth Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288217

**What changed in Stone Oak Wealth Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Employees performing advisory functions went from 6 to 4.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 29, 2026)

- Hourly rate: $200 to $250 an hour (Financial Planning fees)

> we may charge either a flat fee (which typically ranges between $1,500 and $5,000) or an hourly fee of $200 - $250.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $355,563,087
- Discretionary: $355,563,087
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 183 | $58,891,951 |
| High net worth individuals | 85 | $282,560,613 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 22 | $13,318,546 |
| Charitable organizations | 3 | $791,977 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2020 (6 years)
- Employees: 7 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stoneoakwealth.com
- Facebook @STONEOAKWEALTH
- LinkedIn @24426517
- X @STONEOAKWEALTH

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $202,471,270 | 6 | March 31, 2021 |
| October 2022 | $249,724,269 | 6 | March 30, 2022 |
| October 2023 | $266,273,633 | 6 | July 26, 2023 |
| October 2024 | $302,337,767 | 8 | May 17, 2024 |
| October 2025 | $338,591,040 | 7 | May 6, 2025 |
| October 2026 | $355,563,087 | 7 | March 29, 2026 |

Regulatory assets under management: $202,471,270 in the October 2021 data and $355,563,087 in the October 2026 data, up 76%.
Total employees: 6 in October 2021 and 7 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Employees performing advisory functions went from 6 to 4.

### January 2026
- No longer registered or notice-filed in NM.

### December 2025
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stone Oak Wealth Management, LLC (CRD 288217): Form ADV filing data as of October 2026.