# Stone Legacy Capital LLC

> Stone Legacy Capital LLC is a state-registered investment advisory firm in Raleigh, NC, registered since 2025, reporting under $25 million in regulatory assets under management in its Form ADV filing dated September 21, 2026.

- CRD: 334218
- Filed as: STONE LEGACY CAPITAL LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Raleigh, NC
- Filing period: October 2026
- Form ADV filing dated: September 21, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/334218
- AdvisorCensus page: https://advisorcensus.com/firm/stone-legacy-capital-llc-raleigh-nc-334218

## Quick answers

**How is Stone Legacy Capital LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stone Legacy Capital LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Stone Legacy Capital LLC located?**
Stone Legacy Capital LLC's principal office is in Raleigh, NC, according to its Form ADV.

**Is Stone Legacy Capital LLC registered with the SEC or a state?**
Stone Legacy Capital LLC is a state-registered investment advisory firm, registered since 2025. Status as filed: APPROVED. CRD 334218.

**How much does Stone Legacy Capital LLC manage?**
Stone Legacy Capital LLC reports $12,407,178 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (100% discretionary).

**What types of clients does Stone Legacy Capital LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (71); high net worth individuals (2).

**Does Stone Legacy Capital LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/334218

**What changed in Stone Legacy Capital LLC's recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 2 to 3.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $12,407,178
- Discretionary: $12,407,178
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 71 | $7,873,607 |
| High net worth individuals | 2 | $4,533,571 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses

### Firm details
- Registered since: 2025 (1 year)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NC, VA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stonelegacycapital.com

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 2 to 3.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stone Legacy Capital LLC (CRD 334218): Form ADV filing data as of October 2026.