# Stone House Investment Management, LLC > Stone House Investment Management, LLC is an SEC-registered investment advisory firm in Tunkhannock, PA, registered since 2015, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated July 30, 2026. - CRD: 139410 - Filed as: STONE HOUSE INVESTMENT MANAGEMENT, LLC - Also doing business as: STONE HOUSE RETIREMENT INCOME PLANNERS - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Tunkhannock, PA - Filing period: October 2026 - Form ADV filing dated: July 30, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/139410 - AdvisorCensus page: https://advisorcensus.com/firm/stone-house-investment-management-llc-tunkhannock-pa-139410 ## Quick answers **How is Stone House Investment Management, LLC compensated?** On its Form ADV (Item 5.E, October 2026), Stone House Investment Management, LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees); commissions. **How much does Stone House Investment Management, LLC charge?** Its Form ADV Part 2A brochure dated March 18, 2026 states: Hourly rate: $400 an hour (financial planning services). Fees can differ by service and may be negotiable; the brochure is the complete statement. **Where is Stone House Investment Management, LLC located?** Stone House Investment Management, LLC's principal office is in Tunkhannock, PA, according to its Form ADV; the August 2026 filing also lists 4 other offices (Schedule D, Section 1.F). **Is Stone House Investment Management, LLC registered with the SEC or a state?** Stone House Investment Management, LLC is an SEC-registered investment advisory firm, registered since 2015. Status as filed: Approved. CRD 139410. **How much does Stone House Investment Management, LLC manage?** Stone House Investment Management, LLC reports $841,676,886 in regulatory assets under management in its Form ADV filing dated July 30, 2026 (99% discretionary). **How have Stone House Investment Management, LLC's assets and staff changed since 2021?** In the Form ADV data for Stone House Investment Management, LLC: Regulatory assets under management: $330,808,438 in the October 2021 data and $841,676,886 in the October 2026 data, up 154%. Total employees: 15 in October 2021 and 18 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Stone House Investment Management, LLC serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (900); high net worth individuals (253); corporations or other businesses not listed above (16). **Which custodians does Stone House Investment Management, LLC use?** Stone House Investment Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Fidelity Brokerage Services LLC as a custodian holding 10% or more of its separately managed account assets. **Does Stone House Investment Management, LLC report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/139410 **What changed in Stone House Investment Management, LLC's recent Form ADV filings?** In the August 2026 filing data: Added an office in Jackson, MO. No longer lists an office in Cape Girardeau, MO. No longer lists an office in Cincinnati, OH. Registered or notice-filed in IL. ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Hourly charges - Fixed fees (other than subscription fees) - Commissions ### Fees and minimums (Form ADV Part 2A brochure dated March 18, 2026) - Minimum annual fee: $996 > Our minimum management fee is $996.00 per year. The minimum fee can be reduced or waived at the discretion of the Adviser. - Hourly rate: $400 an hour (financial planning services) > Our fixed fee for financial planning services generally ranges from $250 to $1,000 and our hourly fee is billed at $ 400 payable in arrears. As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Fidelity Brokerage Services LLC Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $841,676,886 - Discretionary: $835,631,397 - Non-discretionary: $6,045,489 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 900 | $322,079,332 | | High net worth individuals | 253 | $506,634,389 | | Charitable organizations | 2 | $1,169,959 | | Corporations or other businesses not listed above | 16 | $11,793,206 | ### Advisory services (Item 5.G) - Financial planning services - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients - Selection of other advisers (including private fund managers) - Educational seminars/workshops ### Firm details - Registered since: 2015 (10 years) - Employees: 18 total, 17 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, DE, FL, IL, KY, MD, MO, NC, NY, OH, PA, SC, TX, VA, WI, WV - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Other offices (Schedule D, Section 1.F), as of the August 2026 filing - Clarks Summit, PA - Jackson, MO - Sayre, PA - Towanda, PA ### Websites listed on Form ADV (Item 1.I) - [linktr.ee/stonehouseinv](https://linktr.ee/stonehouseinv) - [pgretire.com](https://pgretire.com) - [retirefromcargill.com](https://retirefromcargill.com) - [retirefromgtp.com](https://retirefromgtp.com) - [retirefromschool.com](https://retirefromschool.com) - [stonehouseinv.com](https://stonehouseinv.com) - [stonehouseretire.com](https://stonehouseretire.com) - [stonehouseroyalty.com](https://stonehouseroyalty.com) - Facebook @STONEHOUSEINV - Instagram @stonehouseinv - LinkedIn @stone-house-investment-management-llc - X @STONEHOUSEINV - YouTube @stonehouseinv ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $330,808,438 | 15 | August 24, 2021 | | October 2022 | $407,701,531 | 11 | March 28, 2022 | | October 2023 | $401,506,483 | 13 | September 22, 2023 | | October 2024 | $544,513,722 | 17 | July 9, 2024 | | October 2025 | $669,913,449 | 16 | July 22, 2025 | | October 2026 | $841,676,886 | 18 | July 30, 2026 | Regulatory assets under management: $330,808,438 in the October 2021 data and $841,676,886 in the October 2026 data, up 154%. Total employees: 15 in October 2021 and 18 in October 2026. ## Changes in the filing (last 12 months) ### August 2026 - Added an office in Jackson, MO. - No longer lists an office in Cape Girardeau, MO. - No longer lists an office in Cincinnati, OH. - Registered or notice-filed in IL. ### April 2026 - Employees performing advisory functions went from 13 to 17. - Regulatory assets under management went from $669,913,449 to $841,676,886 (+26%). - Registered or notice-filed in KY. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stone House Investment Management, LLC (CRD 139410): Form ADV filing data as of October 2026.