# Stolzer Rothschild Levy LLC

> Stolzer Rothschild Levy LLC is an SEC-registered investment advisory firm in Basking Ridge, NJ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.

- CRD: 169817
- Filed as: STOLZER ROTHSCHILD LEVY LLC
- Also doing business as: SRL WEALTH
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Basking Ridge, NJ
- Filing period: October 2026
- Form ADV filing dated: March 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/169817
- AdvisorCensus page: https://advisorcensus.com/firm/stolzer-rothschild-levy-llc-basking-ridge-nj-169817

## Quick answers

**How is Stolzer Rothschild Levy LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stolzer Rothschild Levy LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges.

**Where is Stolzer Rothschild Levy LLC located?**
Stolzer Rothschild Levy LLC's principal office is in Basking Ridge, NJ, according to its Form ADV.

**Is Stolzer Rothschild Levy LLC registered with the SEC or a state?**
Stolzer Rothschild Levy LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 169817.

**How much does Stolzer Rothschild Levy LLC manage?**
Stolzer Rothschild Levy LLC reports $165,969,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (76% discretionary).

**How have Stolzer Rothschild Levy LLC's assets and staff changed since 2025?**
In the Form ADV data for Stolzer Rothschild Levy LLC: Regulatory assets under management: $145,190,000 in the October 2025 data and $165,969,000 in the October 2026 data, up 14%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stolzer Rothschild Levy LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (33); other (15).

**Which custodians does Stolzer Rothschild Levy LLC use?**
Stolzer Rothschild Levy LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stolzer Rothschild Levy LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169817

**Does Stolzer Rothschild Levy LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 30, 2026 says: "Stolzer Rothschild Levy LLC does not have asset minimums; however, we may not offer all services to accounts of various sizes."

**What changed in Stolzer Rothschild Levy LLC's recent Form ADV filings?**
In the April 2026 filing data: Added the business name SRL Wealth. Regulatory assets under management went from $145,190,000 to $165,969,000 (+14%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges

### Fees and minimums (Form ADV Part 2A brochure dated March 30, 2026)

- Account minimum: None

> Stolzer Rothschild Levy LLC does not have asset minimums; however, we may not offer all services to accounts of various sizes.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $165,969,000
- Discretionary: $126,629,651
- Non-discretionary: $39,339,349

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 45 | $15,847,000 |
| High net worth individuals | 33 | $98,895,000 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 5 | $10,666,000 |
| Charitable organizations | Fewer than 5 | $970,000 |
| Corporations or other businesses not listed above | Fewer than 5 | $251,000 |
| Other | 15 | $39,340,000 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- srlam.com
- Facebook @SRLWEALTH
- LinkedIn @5311247

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $145,190,000 | 2 | April 8, 2025 |
| October 2026 | $165,969,000 | 2 | March 30, 2026 |

Regulatory assets under management: $145,190,000 in the October 2025 data and $165,969,000 in the October 2026 data, up 14%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Added the business name SRL Wealth.
- Regulatory assets under management went from $145,190,000 to $165,969,000 (+14%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stolzer Rothschild Levy LLC (CRD 169817): Form ADV filing data as of October 2026.