{
  "crd_number": 169817,
  "slug": "stolzer-rothschild-levy-llc-basking-ridge-nj-169817",
  "primary_business_name": "STOLZER ROTHSCHILD LEVY LLC",
  "legal_name": "STOLZER ROTHSCHILD LEVY LLC",
  "dbas": [
    "SRL WEALTH"
  ],
  "city": "Basking Ridge",
  "state": "NJ",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2025-04-28",
  "years_registered": 1,
  "period": "2026-10-01",
  "filing_date": "2026-03-30",
  "carried_forward": false,
  "raum_total": 165969000.0,
  "raum_discretionary": 126629651.0,
  "raum_non_discretionary": 39339349.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 2,
  "advisory_employees": 2,
  "client_count_bucket": "fewer_than_5_in_some_types",
  "clients_by_type": {
    "other": {
      "raum": 39340000.0,
      "count": 15,
      "description": "401K"
    },
    "charitable": {
      "raum": 970000.0,
      "count": null,
      "fewer_than_5": true
    },
    "individuals": {
      "raum": 15847000.0,
      "count": 45
    },
    "pension_profit_sharing": {
      "raum": 10666000.0,
      "count": 5
    },
    "high_net_worth_individuals": {
      "raum": 98895000.0,
      "count": 33
    },
    "corporations_other_businesses": {
      "raum": 251000.0,
      "count": null,
      "fewer_than_5": true
    }
  },
  "compensation_types": [
    "hourly",
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "financial_planning",
    "pension_consulting",
    "portfolio_management_businesses_institutional",
    "portfolio_management_individuals"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 0,
  "states_registered": [
    "NJ",
    "NY"
  ],
  "websites": [
    "https://facebook.com/SRLWEALTH",
    "https://linkedin.com/COMPANY/5311247",
    "https://srlam.com"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169817",
  "city_as_filed": "BASKING RIDGE",
  "url": "https://advisorcensus.com/firm/stolzer-rothschild-levy-llc-basking-ridge-nj-169817",
  "display_name": "Stolzer Rothschild Levy LLC",
  "summary": "Stolzer Rothschild Levy LLC is an SEC-registered investment advisory firm in Basking Ridge, NJ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 30, 2026.",
  "citation": "AdvisorCensus. Stolzer Rothschild Levy LLC (CRD 169817): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management",
    "Hourly charges"
  ],
  "advisory_activity_labels": [
    "Financial planning services",
    "Portfolio management for individuals and/or small businesses",
    "Portfolio management for businesses (other than small businesses) or institutional clients",
    "Pension consulting services"
  ],
  "quick_answers": [
    {
      "q": "How is Stolzer Rothschild Levy LLC compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stolzer Rothschild Levy LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges."
    },
    {
      "q": "Where is Stolzer Rothschild Levy LLC located?",
      "a": "Stolzer Rothschild Levy LLC's principal office is in Basking Ridge, NJ, according to its Form ADV."
    },
    {
      "q": "Is Stolzer Rothschild Levy LLC registered with the SEC or a state?",
      "a": "Stolzer Rothschild Levy LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 169817."
    },
    {
      "q": "How much does Stolzer Rothschild Levy LLC manage?",
      "a": "Stolzer Rothschild Levy LLC reports $165,969,000 in regulatory assets under management in its Form ADV filing dated March 30, 2026 (76% discretionary)."
    },
    {
      "q": "How have Stolzer Rothschild Levy LLC's assets and staff changed since 2025?",
      "a": "In the Form ADV data for Stolzer Rothschild Levy LLC: Regulatory assets under management: $145,190,000 in the October 2025 data and $165,969,000 in the October 2026 data, up 14%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stolzer Rothschild Levy LLC serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (45); high net worth individuals (33); other (15)."
    },
    {
      "q": "Which custodians does Stolzer Rothschild Levy LLC use?",
      "a": "Stolzer Rothschild Levy LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stolzer Rothschild Levy LLC report any disciplinary disclosures?",
      "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/169817"
    },
    {
      "q": "Does Stolzer Rothschild Levy LLC state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"Stolzer Rothschild Levy LLC does not have asset minimums; however, we may not offer all services to accounts of various sizes.\""
    },
    {
      "q": "What changed in Stolzer Rothschild Levy LLC's recent Form ADV filings?",
      "a": "In the April 2026 filing data: Added the business name SRL Wealth. Regulatory assets under management went from $145,190,000 to $165,969,000 (+14%)."
    }
  ],
  "filing_history": [
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 145190000.0,
      "total_employees": 2,
      "filing_date": "2025-04-08"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 165969000.0,
      "total_employees": 2,
      "filing_date": "2026-03-30"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Added the business name SRL Wealth.",
        "Regulatory assets under management went from $145,190,000 to $165,969,000 (+14%)."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated March 30, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Stolzer Rothschild Levy LLC does not have asset minimums; however, we may not offer all services to accounts of various sizes."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Stolzer Rothschild Levy LLC does not have asset minimums; however, we may not offer all services to accounts of various sizes."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Charles Schwab & Co., Inc.",
      "name_as_filed": "CHARLES SCHWAB & CO., INC.",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stolzer-rothschild-levy-llc-basking-ridge-nj-169817.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 45,
      "fewer_than_5": false,
      "raum": 15847000.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 33,
      "fewer_than_5": false,
      "raum": 98895000.0
    },
    {
      "type": "pension_profit_sharing",
      "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)",
      "count": 5,
      "fewer_than_5": false,
      "raum": 10666000.0
    },
    {
      "type": "charitable",
      "label": "Charitable organizations",
      "count": null,
      "fewer_than_5": true,
      "raum": 970000.0
    },
    {
      "type": "corporations_other_businesses",
      "label": "Corporations or other businesses not listed above",
      "count": null,
      "fewer_than_5": true,
      "raum": 251000.0
    },
    {
      "type": "other",
      "label": "Other",
      "count": 15,
      "fewer_than_5": false,
      "raum": 39340000.0
    }
  ],
  "disclosure_line": "Reports no disclosure items on Form ADV Item 11.",
  "disclosure_items": [],
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/169817",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}