# Stolper & Co., Inc.

> Stolper & Co., Inc. is an SEC-registered investment advisory firm in San Diego, CA, registered since 1976, reporting $500 million to $1 billion in regulatory assets under management in its Form ADV filing dated January 30, 2026.

- CRD: 6911
- Filed as: STOLPER & CO., INC.
- Legal name: Stolper & Company
- Also doing business as: SOLANA INVESTMENT SOLUTIONS
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: San Diego, CA
- Filing period: October 2026
- Form ADV filing dated: January 30, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/6911
- AdvisorCensus page: https://advisorcensus.com/firm/stolper-and-co-inc-san-diego-ca-6911

## Quick answers

**How is Stolper & Co., Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Stolper & Co., Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Stolper & Co., Inc. located?**
Stolper & Co., Inc.'s principal office is in San Diego, CA, according to its Form ADV.

**Is Stolper & Co., Inc. registered with the SEC or a state?**
Stolper & Co., Inc. is an SEC-registered investment advisory firm, registered since 1976. Status as filed: Approved. CRD 6911.

**How much does Stolper & Co., Inc. manage?**
Stolper & Co., Inc. reports $615,674,739 in regulatory assets under management in its Form ADV filing dated January 30, 2026 (79% discretionary).

**How have Stolper & Co., Inc.'s assets and staff changed since 2021?**
In the Form ADV data for Stolper & Co., Inc.: Regulatory assets under management: $676,705,444 in the October 2021 data and $615,674,739 in the October 2026 data, down 9%. Total employees: 3 in October 2021 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stolper & Co., Inc. serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (44); individuals (other than high net worth individuals) (16); charitable organizations (4).

**Which custodians does Stolper & Co., Inc. use?**
Stolper & Co., Inc.'s most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stolper & Co., Inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/6911

**What changed in Stolper & Co., Inc.'s recent Form ADV filings?**
In the February 2026 filing data: Employees performing advisory functions went from 3 to 2. Updated its list of owners and control persons (Schedule A).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated January 30, 2026)

- Minimum annual fee: $3,000

> The minimum annual fee is $3,000.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $615,674,739
- Discretionary: $489,418,284
- Non-discretionary: $126,256,455

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 16 | $8,038,856 |
| High net worth individuals | 44 | $413,610,542 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 1 | $958,545 |
| Charitable organizations | 4 | $193,066,796 |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 1976 (50 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA, LA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- solanais.com
- stolperco.com

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $676,705,444 | 3 | March 15, 2021 |
| October 2022 | $748,394,076 | 3 | May 9, 2022 |
| October 2023 | $580,855,698 | 3 | March 6, 2023 |
| October 2024 | $615,617,060 | 3 | September 20, 2024 |
| October 2025 | $585,245,469 | 3 | March 13, 2025 |
| October 2026 | $615,674,739 | 2 | January 30, 2026 |

Regulatory assets under management: $676,705,444 in the October 2021 data and $615,674,739 in the October 2026 data, down 9%.
Total employees: 3 in October 2021 and 2 in October 2026.

## Changes in the filing (last 12 months)

### February 2026
- Employees performing advisory functions went from 3 to 2.
- Updated its list of owners and control persons (Schedule A).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stolper & Co., Inc. (CRD 6911): Form ADV filing data as of October 2026.