# STM Asset Management LLC

> STM Asset Management LLC is a state-registered investment advisory firm, registered since 2009, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated March 18, 2026.

- CRD: 150213
- Filed as: STM ASSET MANAGEMENT LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Filing period: October 2026
- Form ADV filing dated: March 18, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/150213
- AdvisorCensus page: https://advisorcensus.com/firm/stm-asset-management-llc-150213

## Quick answers

**How is STM Asset Management LLC compensated?**
On its Form ADV (Item 5.E, October 2026), STM Asset Management LLC reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Is STM Asset Management LLC registered with the SEC or a state?**
STM Asset Management LLC is a state-registered investment advisory firm, registered since 2009. Status as filed: APPROVED. CRD 150213.

**How much does STM Asset Management LLC manage?**
STM Asset Management LLC reports $55,981,402 in regulatory assets under management in its Form ADV filing dated March 18, 2026 (82% discretionary).

**What types of clients does STM Asset Management LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (498); corporations or other businesses not listed above (6).

**Does STM Asset Management LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/150213

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Regulatory assets under management (Item 5.F)
- Total: $55,981,402
- Discretionary: $46,043,848
- Non-discretionary: $9,937,554

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 498 | $40,016,231 |
| High net worth individuals | Fewer than 5 | $6,027,617 |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 6 | $9,937,554 |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Other

### Firm details
- Registered since: 2009 (17 years)
- Employees: 3 total, 3 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AL, FL, LA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stmasset.com
- stmassetmanagement.com
- Facebook @stmassetmanagement
- LinkedIn @sean-mcclay- 08617469

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. STM Asset Management LLC (CRD 150213): Form ADV filing data as of October 2026.