# Stirlingshire Investments

> Stirlingshire Investments is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.

- CRD: 327779
- Filed as: STIRLINGSHIRE INVESTMENTS
- Legal name: Stirlingshire RIA LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: New York, NY
- Filing period: October 2026
- Form ADV filing dated: September 24, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/327779
- AdvisorCensus page: https://advisorcensus.com/firm/stirlingshire-investments-new-york-ny-327779

## Quick answers

**How is Stirlingshire Investments compensated?**
On its Form ADV (Item 5.E, October 2026), Stirlingshire Investments reports these compensation arrangements: a percentage of assets under its management.

**Where is Stirlingshire Investments located?**
Stirlingshire Investments' principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F).

**Is Stirlingshire Investments registered with the SEC or a state?**
Stirlingshire Investments is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327779.

**How much does Stirlingshire Investments manage?**
Stirlingshire Investments reports $244,624,972 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary).

**How have Stirlingshire Investments' assets and staff changed since 2023?**
In the Form ADV data for Stirlingshire Investments: Regulatory assets under management: $0 in the October 2023 data and $244,624,972 in the October 2026 data. Total employees: 2 in October 2023 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stirlingshire Investments serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (726); high net worth individuals (345).

**Which custodians does Stirlingshire Investments use?**
Stirlingshire Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Apex Clearing Corporation as a custodian holding 10% or more of its separately managed account assets.

**Does Stirlingshire Investments report any disciplinary disclosures?**
Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327779

**Does Stirlingshire Investments state an account minimum?**
Its Form ADV Part 2A brochure dated January 27, 2026 says: "Stirlingshire provides advisory services to individuals, trusts, and entities. There is no account minimum for our services."

**What changed in Stirlingshire Investments' recent Form ADV filings?**
In the October 2026 filing data: Employees performing advisory functions went from 25 to 26. Regulatory assets under management went from $179,802,588 to $244,624,972 (+36%). Added an office in Saddlebrook, NJ. No longer lists an office in Schaumberg, IL.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated January 27, 2026)

- Account minimum: None

> Stirlingshire provides advisory services to individuals, trusts, and entities. There is no account minimum for our services.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Apex Clearing Corporation

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $244,624,972
- Discretionary: $244,624,972
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 726 | $104,876,995 |
| High net worth individuals | 345 | $139,747,977 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2023 (3 years)
- Employees: 29 total, 26 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AK, AL, AR, AZ, CA, CO, CT, DC, DE, FL, GA, HI, IA, ID, IL, IN, KS, KY, LA, MA, MD, ME, MI, MN, MO, MS, MT, NC, ND, NE, NH, NJ, NM, NV, NY, OH, OK, OR, PA, PR, RI, SC, SD, TN, TX, UT, VA, VI, VT, WA, WI, WV, WY
- Disclosures (Item 11): Reports 1 disclosure item on Form ADV Item 11.

### Item 11 questions answered yes
- 11.E(2): Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327779

### Other offices (Schedule D, Section 1.F), as of the October 2026 filing
- Saddlebrook, NJ
- Staten Island, NY
- Toledo, OH

### Websites listed on Form ADV (Item 1.I)
- [stirlingshire.com](https://stirlingshire.com)
- Facebook @stirlingshireinvestments
- Instagram @stirlingshireinvestments
- LinkedIn @stirlingshire
- X @StirlingshireBD

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2023 | $0 | 2 | August 28, 2023 |
| October 2024 | $69,214,156 | 29 | September 29, 2024 |
| October 2025 | $69,214,156 | 29 | May 14, 2025 |
| October 2026 | $244,624,972 | 29 | September 24, 2026 |

Regulatory assets under management: $0 in the October 2023 data and $244,624,972 in the October 2026 data.
Total employees: 2 in October 2023 and 29 in October 2026.

## Changes in the filing (last 12 months)

### October 2026
- Employees performing advisory functions went from 25 to 26.
- Regulatory assets under management went from $179,802,588 to $244,624,972 (+36%).
- Added an office in Saddlebrook, NJ.
- No longer lists an office in Schaumberg, IL.

### September 2026
- Updated its list of owners and control persons (Schedule A).

### April 2026
- Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.E(2)).

### December 2025
- Regulatory assets under management went from $69,214,156 to $179,802,588 (+160%).
- Employees performing advisory functions went from 28 to 25.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stirlingshire Investments (CRD 327779): Form ADV filing data as of October 2026.