{
  "crd_number": 327779,
  "slug": "stirlingshire-investments-new-york-ny-327779",
  "primary_business_name": "STIRLINGSHIRE INVESTMENTS",
  "legal_name": "STIRLINGSHIRE RIA LLC",
  "dbas": [],
  "city": "New York",
  "state": "NY",
  "country": "United States",
  "cbsa_code": "35620",
  "metro": {
    "cbsa_code": "35620",
    "common_name": "New York",
    "msa_name": "New York-Newark-Jersey City, NY-NJ",
    "path": "/advisors/ny/new-york"
  },
  "registration_type": "sec",
  "registration_status": "Approved",
  "registration_date": "2023-09-07",
  "years_registered": 3,
  "period": "2026-10-01",
  "filing_date": "2026-09-24",
  "carried_forward": false,
  "raum_total": 244624972.0,
  "raum_discretionary": 244624972.0,
  "raum_non_discretionary": 0.0,
  "raum_band": "100m_500m",
  "raum_band_label": "$100 million to $500 million",
  "total_employees": 29,
  "advisory_employees": 26,
  "client_count_bucket": null,
  "clients_by_type": {
    "individuals": {
      "raum": 104876995.0,
      "count": 726
    },
    "high_net_worth_individuals": {
      "raum": 139747977.0,
      "count": 345
    }
  },
  "compensation_types": [
    "percentage_of_aum"
  ],
  "advisory_activities": [
    "portfolio_management_individuals",
    "selection_of_other_advisers"
  ],
  "wrap_fee_participant": false,
  "disclosure_yes_count": 1,
  "states_registered": [
    "AK",
    "AL",
    "AR",
    "AZ",
    "CA",
    "CO",
    "CT",
    "DC",
    "DE",
    "FL",
    "GA",
    "HI",
    "IA",
    "ID",
    "IL",
    "IN",
    "KS",
    "KY",
    "LA",
    "MA",
    "MD",
    "ME",
    "MI",
    "MN",
    "MO",
    "MS",
    "MT",
    "NC",
    "ND",
    "NE",
    "NH",
    "NJ",
    "NM",
    "NV",
    "NY",
    "OH",
    "OK",
    "OR",
    "PA",
    "PR",
    "RI",
    "SC",
    "SD",
    "TN",
    "TX",
    "UT",
    "VA",
    "VI",
    "VT",
    "WA",
    "WI",
    "WV",
    "WY"
  ],
  "websites": [
    "https://facebook.com/stirlingshireinvestments",
    "https://instagram.com/stirlingshireinvestments",
    "https://linkedin.com/company/stirlingshire",
    "https://stirlingshire.com",
    "https://x.com/StirlingshireBD"
  ],
  "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327779",
  "disclosure_items": [
    {
      "item": "11.E(2)",
      "question": "Has a self-regulatory organization or a commodities exchange ever found that the firm or an advisory affiliate was involved in a violation of its rules, other than a minor rule violation under a plan the SEC approved?"
    }
  ],
  "city_as_filed": "NEW YORK",
  "url": "https://advisorcensus.com/firm/stirlingshire-investments-new-york-ny-327779",
  "display_name": "Stirlingshire Investments",
  "summary": "Stirlingshire Investments is an SEC-registered investment advisory firm in New York, NY, registered since 2023, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 24, 2026.",
  "citation": "AdvisorCensus. Stirlingshire Investments (CRD 327779): Form ADV filing data as of October 2026.",
  "registration_type_label": "SEC-registered investment adviser",
  "compensation_labels": [
    "A percentage of assets under your management"
  ],
  "advisory_activity_labels": [
    "Portfolio management for individuals and/or small businesses",
    "Selection of other advisers (including private fund managers)"
  ],
  "quick_answers": [
    {
      "q": "How is Stirlingshire Investments compensated?",
      "a": "On its Form ADV (Item 5.E, October 2026), Stirlingshire Investments reports these compensation arrangements: a percentage of assets under its management."
    },
    {
      "q": "Where is Stirlingshire Investments located?",
      "a": "Stirlingshire Investments' principal office is in New York, NY, according to its Form ADV; the October 2026 filing also lists 3 other offices (Schedule D, Section 1.F)."
    },
    {
      "q": "Is Stirlingshire Investments registered with the SEC or a state?",
      "a": "Stirlingshire Investments is an SEC-registered investment advisory firm, registered since 2023. Status as filed: Approved. CRD 327779."
    },
    {
      "q": "How much does Stirlingshire Investments manage?",
      "a": "Stirlingshire Investments reports $244,624,972 in regulatory assets under management in its Form ADV filing dated September 24, 2026 (100% discretionary)."
    },
    {
      "q": "How have Stirlingshire Investments' assets and staff changed since 2023?",
      "a": "In the Form ADV data for Stirlingshire Investments: Regulatory assets under management: $0 in the October 2023 data and $244,624,972 in the October 2026 data. Total employees: 2 in October 2023 and 29 in October 2026. Assets under management move with markets as well as with clients coming and going."
    },
    {
      "q": "What types of clients does Stirlingshire Investments serve?",
      "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (726); high net worth individuals (345)."
    },
    {
      "q": "Which custodians does Stirlingshire Investments use?",
      "a": "Stirlingshire Investments' most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Apex Clearing Corporation as a custodian holding 10% or more of its separately managed account assets."
    },
    {
      "q": "Does Stirlingshire Investments report any disciplinary disclosures?",
      "a": "Reports 1 disclosure item on Form ADV Item 11: yes answers to 11.E(2) (self-regulatory organization's finding of a rule violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/327779"
    },
    {
      "q": "Does Stirlingshire Investments state an account minimum?",
      "a": "Its Form ADV Part 2A brochure dated January 27, 2026 says: \"Stirlingshire provides advisory services to individuals, trusts, and entities. There is no account minimum for our services.\""
    },
    {
      "q": "What changed in Stirlingshire Investments' recent Form ADV filings?",
      "a": "In the October 2026 filing data: Employees performing advisory functions went from 25 to 26. Regulatory assets under management went from $179,802,588 to $244,624,972 (+36%). Added an office in Saddlebrook, NJ. No longer lists an office in Schaumberg, IL."
    }
  ],
  "filing_history": [
    {
      "period": "2023-10-01",
      "regulatory_assets_under_management": 0.0,
      "total_employees": 2,
      "filing_date": "2023-08-28"
    },
    {
      "period": "2024-10-01",
      "regulatory_assets_under_management": 69214156.0,
      "total_employees": 29,
      "filing_date": "2024-09-29"
    },
    {
      "period": "2025-10-01",
      "regulatory_assets_under_management": 69214156.0,
      "total_employees": 29,
      "filing_date": "2025-05-14"
    },
    {
      "period": "2026-10-01",
      "regulatory_assets_under_management": 244624972.0,
      "total_employees": 29,
      "filing_date": "2026-09-24"
    }
  ],
  "recent_changes": [
    {
      "period": "2026-10-01",
      "period_label": "October 2026",
      "notes": [
        "Employees performing advisory functions went from 25 to 26.",
        "Regulatory assets under management went from $179,802,588 to $244,624,972 (+36%).",
        "Added an office in Saddlebrook, NJ.",
        "No longer lists an office in Schaumberg, IL."
      ]
    },
    {
      "period": "2026-09-01",
      "period_label": "September 2026",
      "notes": [
        "Updated its list of owners and control persons (Schedule A)."
      ]
    },
    {
      "period": "2026-04-01",
      "period_label": "April 2026",
      "notes": [
        "Item 11 disclosure answers changed: 1 yes answer, previously 0 (now yes: 11.E(2))."
      ]
    },
    {
      "period": "2025-12-01",
      "period_label": "December 2025",
      "notes": [
        "Regulatory assets under management went from $69,214,156 to $179,802,588 (+160%).",
        "Employees performing advisory functions went from 28 to 25."
      ]
    }
  ],
  "fees_from_brochure": {
    "source": "Form ADV Part 2A brochure dated January 27, 2026",
    "provided_by_the_firm": false,
    "tiers": [],
    "flat_rate": null,
    "stated_range": null,
    "stated_maximum": null,
    "account_minimum": "None",
    "account_minimum_may_be_waived": false,
    "minimum_annual_fee": null,
    "planning_fees": [],
    "figures": [
      {
        "label": "Account minimum",
        "statements": [
          "Account minimum: None"
        ],
        "quotes": [
          "Stirlingshire provides advisory services to individuals, trusts, and entities. There is no account minimum for our services."
        ]
      }
    ],
    "values": {
      "tiers": [],
      "range_pct": null,
      "max_pct": null,
      "account_minimum": 0.0,
      "minimum_annual_fee": null,
      "planning": []
    },
    "quotes": [
      "Stirlingshire provides advisory services to individuals, trusts, and entities. There is no account minimum for our services."
    ],
    "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable."
  },
  "custodians": [
    {
      "name": "Apex Clearing Corporation",
      "name_as_filed": "APEX CLEARING CORPORATION",
      "affiliated": false
    }
  ],
  "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.",
  "markdown_url": "https://advisorcensus.com/firm/stirlingshire-investments-new-york-ny-327779.md",
  "clients": [
    {
      "type": "individuals",
      "label": "Individuals (other than high net worth individuals)",
      "count": 726,
      "fewer_than_5": false,
      "raum": 104876995.0
    },
    {
      "type": "high_net_worth_individuals",
      "label": "High net worth individuals",
      "count": 345,
      "fewer_than_5": false,
      "raum": 139747977.0
    }
  ],
  "disclosure_line": "Reports 1 disclosure item on Form ADV Item 11.",
  "indexable": true,
  "suppressed": false,
  "claimed": false,
  "enhanced": false,
  "provided_by_the_firm": null,
  "source": {
    "name": "Form ADV",
    "as_of": "2026-10-01",
    "iapd_url": "https://adviserinfo.sec.gov/firm/summary/327779",
    "operator": "BH Monitor Services, LLC",
    "license": "https://creativecommons.org/licenses/by/4.0/",
    "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data"
  }
}