{ "crd_number": 330611, "slug": "stewardship-concepts-financial-services-llc-spokane-wa-330611", "primary_business_name": "STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC", "legal_name": "STEWARDSHIP CONCEPTS FINANCIAL SERVICES LLC", "dbas": [ "LITTLE MOUNTAIN FINANCIAL SERVICES LLC", "STEWARDSHIP CONCEPTS" ], "city": "Spokane", "state": "WA", "country": "United States", "cbsa_code": "44060", "metro": { "cbsa_code": "44060", "common_name": "Spokane", "msa_name": "Spokane-Spokane Valley, WA", "path": "/advisors/wa/spokane" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2025-08-14", "years_registered": 1, "period": "2026-10-01", "filing_date": "2026-01-20", "carried_forward": false, "raum_total": 174620530.0, "raum_discretionary": 166423818.0, "raum_non_discretionary": 8196712.0, "raum_band": "100m_500m", "raum_band_label": "$100 million to $500 million", "total_employees": 4, "advisory_employees": 4, "client_count_bucket": "fewer_than_5_in_some_types", "clients_by_type": { "charitable": { "raum": 270556.0, "count": null, "fewer_than_5": true }, "individuals": { "raum": 55662408.0, "count": 167 }, "pension_profit_sharing": { "raum": 8196712.0, "count": 18 }, "high_net_worth_individuals": { "raum": 110490854.0, "count": 62 } }, "compensation_types": [ "fixed", "hourly", "percentage_of_aum" ], "advisory_activities": [ "financial_planning", "portfolio_management_individuals" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "CA", "ID", "MT", "TX", "WA" ], "websites": [ "https://facebook.com/people/Stewardship-Concepts-Financial-Services/100089706420762", "https://linkedin.com/company/89975908/admin/page-posts/published", "https://scfinancials.com", "https://thelittlemtn.com/about-us" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330611", "city_as_filed": "SPOKANE", "url": "https://advisorcensus.com/firm/stewardship-concepts-financial-services-llc-spokane-wa-330611", "display_name": "Stewardship Concepts Financial Services LLC", "summary": "Stewardship Concepts Financial Services LLC is an SEC-registered investment advisory firm in Spokane, WA, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated January 20, 2026.", "citation": "AdvisorCensus. Stewardship Concepts Financial Services LLC (CRD 330611): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Hourly charges", "Fixed fees (other than subscription fees)" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses" ], "quick_answers": [ { "q": "How is Stewardship Concepts Financial Services LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Stewardship Concepts Financial Services LLC reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure." }, { "q": "Where is Stewardship Concepts Financial Services LLC located?", "a": "Stewardship Concepts Financial Services LLC's principal office is in Spokane, WA, according to its Form ADV; the February 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Stewardship Concepts Financial Services LLC registered with the SEC or a state?", "a": "Stewardship Concepts Financial Services LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 330611." }, { "q": "How much does Stewardship Concepts Financial Services LLC manage?", "a": "Stewardship Concepts Financial Services LLC reports $174,620,530 in regulatory assets under management in its Form ADV filing dated January 20, 2026 (95% discretionary)." }, { "q": "What types of clients does Stewardship Concepts Financial Services LLC serve?", "a": "By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (167); high net worth individuals (62); pension and profit sharing plans (but not the plan participants or government pension plans) (18)." }, { "q": "Which custodians does Stewardship Concepts Financial Services LLC use?", "a": "Stewardship Concepts Financial Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Capital Client Group, Inc. and Charles Schwab & Co., Inc. as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Stewardship Concepts Financial Services LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/330611" }, { "q": "What changed in Stewardship Concepts Financial Services LLC's recent Form ADV filings?", "a": "In the February 2026 filing data: Added the business name Stewardship Concepts. Added the business name Little Mountain Financial Services LLC. Regulatory assets under management went from $106,383,834 to $174,620,530 (+64%). Added an office in Spokane, WA." } ], "filing_history": [], "recent_changes": [ { "period": "2026-02-01", "period_label": "February 2026", "notes": [ "Added the business name Stewardship Concepts.", "Added the business name Little Mountain Financial Services LLC.", "Regulatory assets under management went from $106,383,834 to $174,620,530 (+64%).", "Added an office in Spokane, WA." ] }, { "period": "2025-12-01", "period_label": "December 2025", "notes": [ "Newly registered with the SEC." ] } ], "fees_from_brochure": null, "custodians": [ { "name": "Capital Client Group, Inc.", "name_as_filed": "CAPITAL CLIENT GROUP, INC.", "affiliated": false }, { "name": "Charles Schwab & Co., Inc.", "name_as_filed": "CHARLES SCHWAB & CO., INC.", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/stewardship-concepts-financial-services-llc-spokane-wa-330611.md", "clients": [ { "type": "individuals", "label": "Individuals (other than high net worth individuals)", "count": 167, "fewer_than_5": false, "raum": 55662408.0 }, { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 62, "fewer_than_5": false, "raum": 110490854.0 }, { "type": "pension_profit_sharing", "label": "Pension and profit sharing plans (but not the plan participants or government pension plans)", "count": 18, "fewer_than_5": false, "raum": 8196712.0 }, { "type": "charitable", "label": "Charitable organizations", "count": null, "fewer_than_5": true, "raum": 270556.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/330611", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }