# Steve Garrett and Associates,inc.

> Steve Garrett and Associates,inc. is a state-registered investment advisory firm in Glendora, CA, registered since 2018, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 22, 2026.

- CRD: 126791
- Filed as: STEVE GARRETT AND ASSOCIATES,INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Glendora, CA
- Filing period: October 2026
- Form ADV filing dated: April 22, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/126791
- AdvisorCensus page: https://advisorcensus.com/firm/steve-garrett-and-associates-inc-glendora-ca-126791

## Quick answers

**How is Steve Garrett and Associates,inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Steve Garrett and Associates,inc. reports these compensation arrangements: hourly charges.

**Where is Steve Garrett and Associates,inc. located?**
Steve Garrett and Associates,inc.'s principal office is in Glendora, CA, according to its Form ADV.

**Is Steve Garrett and Associates,inc. registered with the SEC or a state?**
Steve Garrett and Associates,inc. is a state-registered investment advisory firm, registered since 2018. Status as filed: APPROVED. CRD 126791.

**How much does Steve Garrett and Associates,inc. manage?**
Steve Garrett and Associates,inc. reports $44,000,000 in regulatory assets under management in its Form ADV filing dated April 22, 2026 (100% discretionary).

**What types of clients does Steve Garrett and Associates,inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (38).

**Does Steve Garrett and Associates,inc. report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/126791

## From the Form ADV filing

### Compensation (Item 5.E)
- Hourly charges

### Regulatory assets under management (Item 5.F)
- Total: $44,000,000
- Discretionary: $44,000,000
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 38 | $44,000,000 |
| High net worth individuals | 0 | Not reported |
| Banking or thrift institutions | 0 | Not reported |
| Investment companies | 0 | Not reported |
| Business development companies | 0 | Not reported |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | Not reported |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | Not reported |
| Charitable organizations | 0 | Not reported |
| State or municipal government entities (including government pension plans) | 0 | Not reported |
| Other investment advisers | 0 | Not reported |
| Insurance companies | 0 | Not reported |
| Sovereign wealth funds and foreign official institutions | 0 | Not reported |
| Corporations or other businesses not listed above | 0 | Not reported |
| Other | 0 | Not reported |

### Advisory services (Item 5.G)
- Financial planning services
- Publication of periodicals or newsletters
- Other

### Firm details
- Registered since: 2018 (8 years)
- Employees: 0 total, 0 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- garrett-associates.net

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Steve Garrett and Associates,inc. (CRD 126791): Form ADV filing data as of October 2026.