# Steve Bass & Associates, Inc.

> Steve Bass & Associates, Inc. is a state-registered investment advisory firm in Reisterstown, MD, registered since 2003, reporting under $25 million in regulatory assets under management in its Form ADV filing dated January 8, 2026.

- CRD: 127676
- Filed as: STEVE BASS & ASSOCIATES, INC.
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Reisterstown, MD
- Filing period: October 2026
- Form ADV filing dated: January 8, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/127676
- AdvisorCensus page: https://advisorcensus.com/firm/steve-bass-and-associates-inc-reisterstown-md-127676

## Quick answers

**How is Steve Bass & Associates, Inc. compensated?**
On its Form ADV (Item 5.E, October 2026), Steve Bass & Associates, Inc. reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Steve Bass & Associates, Inc. located?**
Steve Bass & Associates, Inc.'s principal office is in Reisterstown, MD, according to its Form ADV.

**Is Steve Bass & Associates, Inc. registered with the SEC or a state?**
Steve Bass & Associates, Inc. is a state-registered investment advisory firm, registered since 2003. Status as filed: APPROVED. CRD 127676.

**How much does Steve Bass & Associates, Inc. manage?**
Steve Bass & Associates, Inc. reports $5,405,518 in regulatory assets under management in its Form ADV filing dated January 8, 2026 (0% discretionary).

**What types of clients does Steve Bass & Associates, Inc. serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (13).

**Does Steve Bass & Associates, Inc. report any disciplinary disclosures?**
Reports 2 disclosure items on Form ADV Item 11: yes answers to 11.D(1) (another regulator's finding of a false statement or omission, or of dishonest, unfair, or unethical conduct) and 11.D(2) (another regulator's finding of a violation). Each question covers the firm and its advisory affiliates, and one event can produce several yes answers. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127676

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $5,405,518
- Discretionary: $0
- Non-discretionary: $5,405,518

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 13 | $5,405,518 |

### Advisory services (Item 5.G)
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Publication of periodicals or newsletters

### Firm details
- Registered since: 2003 (23 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: FL, MD
- Disclosures (Item 11): Reports 2 disclosure items on Form ADV Item 11.

### Item 11 questions answered yes
- 11.D(1): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate made a false statement or omission, or was dishonest, unfair, or unethical?
- 11.D(2): Has another federal regulator, a state regulator, or a foreign financial regulator ever found that the firm or an advisory affiliate was involved in a violation of investment-related regulations or statutes?

Each question covers the firm and its advisory affiliates: its current employees other than clerical staff, its officers, partners, and directors, and anyone who controls the firm or is controlled by it. One event can produce yes answers to several questions. SEC-registered advisers and exempt reporting advisers may leave out events more than ten years old, and may answer 11.A(2) and 11.B(2) for pending charges only. The detail of each yes answer is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/127676

### Websites listed on Form ADV (Item 1.I)
- [nobhillresearch.com](https://nobhillresearch.com)

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Steve Bass & Associates, Inc. (CRD 127676): Form ADV filing data as of October 2026.