# Sterling Futures

> Sterling Futures is a state-registered investment advisory firm in San Francisco, CA, registered since 2006, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated April 30, 2026.

- CRD: 122436
- Filed as: STERLING FUTURES
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: San Francisco, CA
- Filing period: October 2026
- Form ADV filing dated: April 30, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/122436
- AdvisorCensus page: https://advisorcensus.com/firm/sterling-futures-san-francisco-ca-122436

## Quick answers

**How is Sterling Futures compensated?**
On its Form ADV (Item 5.E, October 2026), Sterling Futures reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Sterling Futures located?**
Sterling Futures' principal office is in San Francisco, CA, according to its Form ADV.

**Is Sterling Futures registered with the SEC or a state?**
Sterling Futures is a state-registered investment advisory firm, registered since 2006. Status as filed: APPROVED. CRD 122436.

**How much does Sterling Futures manage?**
Sterling Futures reports $28,441,106 in regulatory assets under management in its Form ADV filing dated April 30, 2026 (92% discretionary).

**What types of clients does Sterling Futures serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (14); individuals (other than high net worth individuals) (9).

**Does Sterling Futures report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/122436

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $28,441,106
- Discretionary: $26,108,551
- Non-discretionary: $2,332,555

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $3,010,189 |
| High net worth individuals | 14 | $21,833,248 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $3,597,669 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2006 (20 years)
- Employees: 1 total, 1 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: CA
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Sterling Futures (CRD 122436): Form ADV filing data as of October 2026.