# Stephens Group Asset Management, LLC

> Stephens Group Asset Management, LLC is an SEC-registered investment advisory firm in Little Rock, AR, registered since 2017, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated March 27, 2026.

- CRD: 288981
- Filed as: STEPHENS GROUP ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Little Rock, AR
- Filing period: October 2026
- Form ADV filing dated: March 27, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/288981
- AdvisorCensus page: https://advisorcensus.com/firm/stephens-group-asset-management-llc-little-rock-ar-288981

## Quick answers

**How is Stephens Group Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stephens Group Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management.

**How much does Stephens Group Asset Management, LLC charge?**
Its Form ADV Part 2A brochure dated March 27, 2026 states: Hourly rate: $100 an hour (consulting services provided by SGAM to employer plan sponsors of…). Fees can differ by service and may be negotiable; the brochure is the complete statement.

**Where is Stephens Group Asset Management, LLC located?**
Stephens Group Asset Management, LLC's principal office is in Little Rock, AR, according to its Form ADV.

**Is Stephens Group Asset Management, LLC registered with the SEC or a state?**
Stephens Group Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2017. Status as filed: Approved. CRD 288981.

**How much does Stephens Group Asset Management, LLC manage?**
Stephens Group Asset Management, LLC reports $1,703,054,534 in regulatory assets under management in its Form ADV filing dated March 27, 2026 (100% discretionary).

**How have Stephens Group Asset Management, LLC's assets and staff changed since 2021?**
In the Form ADV data for Stephens Group Asset Management, LLC: Regulatory assets under management: $966,632,161 in the October 2021 data and $1,703,054,534 in the October 2026 data, up 76%. Total employees: 7 in October 2021 and 4 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stephens Group Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (111); individuals (other than high net worth individuals) (89); corporations or other businesses not listed above (11).

**Which custodians does Stephens Group Asset Management, LLC use?**
Stephens Group Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. as a custodian holding 10% or more of its separately managed account assets.

**Does Stephens Group Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/288981

**What changed in Stephens Group Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $1,409,178,355 to $1,703,054,534 (+21%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Fees and minimums (Form ADV Part 2A brochure dated March 27, 2026)

- Hourly rate: $100 an hour (consulting services provided by SGAM to employer plan sponsors of…)

> For consulting services provided by SGAM to employer plan sponsors of participant -directed defined contribution plans, SGAM charges an hourly rate of $100.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $1,703,054,534
- Discretionary: $1,703,054,534
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 89 | $52,044,886 |
| High net worth individuals | 111 | $1,259,177,590 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 7 | $42,861,327 |
| Charitable organizations | 7 | $8,590,732 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 11 | $340,379,999 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients

### Firm details
- Registered since: 2017 (9 years)
- Employees: 4 total, 4 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: AR, FL, GA, LA, MS, NC, OK, TN, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- [sgassetmgt.com](https://sgassetmgt.com)
- LinkedIn @stephens-group-asset-management-llc

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2021 | $966,632,161 | 7 | August 26, 2021 |
| October 2022 | $1,190,759,848 | 6 | March 22, 2022 |
| October 2023 | $1,008,440,028 | 4 | September 28, 2023 |
| October 2024 | $1,137,726,808 | 4 | September 4, 2024 |
| October 2025 | $1,409,178,355 | 4 | May 7, 2025 |
| October 2026 | $1,703,054,534 | 4 | March 27, 2026 |

Regulatory assets under management: $966,632,161 in the October 2021 data and $1,703,054,534 in the October 2026 data, up 76%.
Total employees: 7 in October 2021 and 4 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $1,409,178,355 to $1,703,054,534 (+21%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stephens Group Asset Management, LLC (CRD 288981): Form ADV filing data as of October 2026.