# Stephen L. Smith Corporation

> Stephen L. Smith Corporation is a state-registered investment advisory firm in Jenks, OK, registered since 1995, with no regulatory assets under management reported in its Form ADV filing dated March 23, 2026.

- CRD: 116459
- Filed as: STEPHEN L. SMITH CORPORATION
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Jenks, OK
- Filing period: October 2026
- Form ADV filing dated: March 23, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/116459
- AdvisorCensus page: https://advisorcensus.com/firm/stephen-l-smith-corporation-jenks-ok-116459

## Quick answers

**How is Stephen L. Smith Corporation compensated?**
On its Form ADV (Item 5.E, October 2026), Stephen L. Smith Corporation reports these compensation arrangements: a percentage of assets under its management. The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Stephen L. Smith Corporation located?**
Stephen L. Smith Corporation's principal office is in Jenks, OK, according to its Form ADV.

**Is Stephen L. Smith Corporation registered with the SEC or a state?**
Stephen L. Smith Corporation is a state-registered investment advisory firm, registered since 1995. Status as filed: APPROVED. CRD 116459.

**Does Stephen L. Smith Corporation report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/116459

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 0 | $0 |
| High net worth individuals | 0 | $0 |
| Banking or thrift institutions | 0 | $0 |
| Investment companies | 0 | $0 |
| Business development companies | 0 | $0 |
| Pooled investment vehicles (other than investment companies and business development companies) | 0 | $0 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 0 | $0 |
| Charitable organizations | 0 | $0 |
| State or municipal government entities (including government pension plans) | 0 | $0 |
| Other investment advisers | 0 | $0 |
| Insurance companies | 0 | $0 |
| Sovereign wealth funds and foreign official institutions | 0 | $0 |
| Corporations or other businesses not listed above | 0 | $0 |
| Other | 0 | $0 |

### Advisory services (Item 5.G)
- Financial planning services
- Market timing services

### Firm details
- Registered since: 1995 (31 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stephen L. Smith Corporation (CRD 116459): Form ADV filing data as of October 2026.