# Step by Step Financial, LLC

> Step by Step Financial, LLC is a state-registered investment advisory firm in Tulsa, OK, registered since 2008, reporting $25 million to $100 million in regulatory assets under management in its Form ADV filing dated May 29, 2026.

- CRD: 146345
- Filed as: STEP BY STEP FINANCIAL, LLC
- Registration: State-registered investment adviser (status as filed: APPROVED)
- Location: Tulsa, OK
- Filing period: October 2026
- Form ADV filing dated: May 29, 2026
- Public record (IAPD): https://adviserinfo.sec.gov/firm/summary/146345
- AdvisorCensus page: https://advisorcensus.com/firm/step-by-step-financial-llc-tulsa-ok-146345

## Quick answers

**How is Step by Step Financial, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Step by Step Financial, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). The amounts are in Item 5 of its Form ADV Part 2A brochure.

**Where is Step by Step Financial, LLC located?**
Step by Step Financial, LLC's principal office is in Tulsa, OK, according to its Form ADV.

**Is Step by Step Financial, LLC registered with the SEC or a state?**
Step by Step Financial, LLC is a state-registered investment advisory firm, registered since 2008. Status as filed: APPROVED. CRD 146345.

**How much does Step by Step Financial, LLC manage?**
Step by Step Financial, LLC reports $62,868,012 in regulatory assets under management in its Form ADV filing dated May 29, 2026 (91% discretionary).

**What types of clients does Step by Step Financial, LLC serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (50); high net worth individuals (16).

**Does Step by Step Financial, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's public record on IAPD: https://adviserinfo.sec.gov/firm/summary/146345

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Regulatory assets under management (Item 5.F)
- Total: $62,868,012
- Discretionary: $56,944,891
- Non-discretionary: $5,923,121

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 50 | $20,934,171 |
| High net worth individuals | 16 | $36,010,720 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | Fewer than 5 | $5,923,121 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Pension consulting services
- Selection of other advisers (including private fund managers)

### Firm details
- Registered since: 2008 (18 years)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: OK
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- stepbystepfinancial.com
- Facebook @stepbystepfinancial
- LinkedIn @step-by-step-financial-llc

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Step by Step Financial, LLC (CRD 146345): Form ADV filing data as of October 2026.