# Stembrook Asset Management, LLC

> Stembrook Asset Management, LLC is an SEC-registered investment advisory firm in Red Bank, NJ, registered since 2025, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated March 31, 2026.

- CRD: 144116
- Filed as: STEMBROOK ASSET MANAGEMENT, LLC
- Registration: SEC-registered investment adviser (status as filed: Approved)
- Location: Red Bank, NJ
- Filing period: October 2026
- Form ADV filing dated: March 31, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/144116
- AdvisorCensus page: https://advisorcensus.com/firm/stembrook-asset-management-llc-red-bank-nj-144116

## Quick answers

**How is Stembrook Asset Management, LLC compensated?**
On its Form ADV (Item 5.E, October 2026), Stembrook Asset Management, LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees).

**Where is Stembrook Asset Management, LLC located?**
Stembrook Asset Management, LLC's principal office is in Red Bank, NJ, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F).

**Is Stembrook Asset Management, LLC registered with the SEC or a state?**
Stembrook Asset Management, LLC is an SEC-registered investment advisory firm, registered since 2025. Status as filed: Approved. CRD 144116.

**How much does Stembrook Asset Management, LLC manage?**
Stembrook Asset Management, LLC reports $147,516,006 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (100% discretionary).

**How have Stembrook Asset Management, LLC's assets and staff changed since 2025?**
In the Form ADV data for Stembrook Asset Management, LLC: Regulatory assets under management: $127,625,470 in the October 2025 data and $147,516,006 in the October 2026 data, up 16%. Total employees: 2 in October 2025 and 2 in October 2026. Assets under management move with markets as well as with clients coming and going.

**What types of clients does Stembrook Asset Management, LLC serve?**
By number of clients on Form ADV Item 5.D: high net worth individuals (27); individuals (other than high net worth individuals) (9); corporations or other businesses not listed above (1).

**Which custodians does Stembrook Asset Management, LLC use?**
Stembrook Asset Management, LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc. and Coinbase Custody Trust Company, LLC as custodians holding 10% or more of its separately managed account assets.

**Does Stembrook Asset Management, LLC report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/144116

**Does Stembrook Asset Management, LLC state an account minimum?**
Its Form ADV Part 2A brochure dated March 31, 2026 says: "In general, we do not require a minimum dollar amount to open and maintain an advisory account."

**What changed in Stembrook Asset Management, LLC's recent Form ADV filings?**
In the April 2026 filing data: Regulatory assets under management went from $127,625,470 to $147,516,006 (+16%).

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Fixed fees (other than subscription fees)

### Fees and minimums (Form ADV Part 2A brochure dated March 31, 2026)

- Account minimum: None

> In general, we do not require a minimum dollar amount to open and maintain an advisory account.

As stated in the firm's brochure. Fees can differ by service and may be negotiable.

### Custodians (Schedule D, Section 5.K(3))
- Charles Schwab & Co., Inc.
- Coinbase Custody Trust Company, LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $147,516,006
- Discretionary: $147,516,006
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 9 | $3,299,176 |
| High net worth individuals | 27 | $144,038,341 |
| Corporations or other businesses not listed above | 1 | $178,489 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2025 (1 year)
- Employees: 2 total, 2 performing advisory functions
- Wrap fee program participation: No
- States registered or notice-filed: NH, NJ, NY
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Other offices (Schedule D, Section 1.F), as of the April 2026 filing
- New York, NY

### Websites listed on Form ADV (Item 1.I)
- stembrook.com
- LinkedIn @stembrook-asset-management
- X @stembrookasset
- YouTube @UCT8WWjutxTpaz0qOjSQ02Iw

## Assets and staff over time

| Data period | Regulatory assets under management | Employees | Filing dated |
| --- | --- | --- | --- |
| October 2025 | $127,625,470 | 2 | March 25, 2025 |
| October 2026 | $147,516,006 | 2 | March 31, 2026 |

Regulatory assets under management: $127,625,470 in the October 2025 data and $147,516,006 in the October 2026 data, up 16%.
Total employees: 2 in October 2025 and 2 in October 2026.

## Changes in the filing (last 12 months)

### April 2026
- Regulatory assets under management went from $127,625,470 to $147,516,006 (+16%).

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stembrook Asset Management, LLC (CRD 144116): Form ADV filing data as of October 2026.