{ "crd_number": 145103, "slug": "stelac-advisory-services-llc-new-york-ny-145103", "primary_business_name": "STELAC ADVISORY SERVICES LLC", "legal_name": "STELAC ADVISORY SERVICES LLC", "dbas": [], "city": "New York", "state": "NY", "country": "United States", "cbsa_code": "35620", "metro": { "cbsa_code": "35620", "common_name": "New York", "msa_name": "New York-Newark-Jersey City, NY-NJ", "path": "/advisors/ny/new-york" }, "registration_type": "sec", "registration_status": "Approved", "registration_date": "2008-02-12", "years_registered": 18, "period": "2026-10-01", "filing_date": "2026-03-31", "carried_forward": false, "raum_total": 6286367512.0, "raum_discretionary": 4175326400.0, "raum_non_discretionary": 2111041112.0, "raum_band": "over_5b", "raum_band_label": "Over $5 billion", "total_employees": 21, "advisory_employees": 10, "client_count_bucket": null, "clients_by_type": { "high_net_worth_individuals": { "raum": 6244615103.0, "count": 98 }, "pooled_investment_vehicles": { "raum": 41752409.0, "count": 3 } }, "compensation_types": [ "fixed", "percentage_of_aum", "performance_based" ], "advisory_activities": [ "financial_planning", "periodicals_newsletters", "portfolio_management_businesses_institutional", "portfolio_management_individuals", "portfolio_management_pooled_vehicles", "selection_of_other_advisers" ], "wrap_fee_participant": false, "disclosure_yes_count": 0, "states_registered": [ "FL", "NY" ], "websites": [ "https://linkedin.com/company/stelac-advisory-services-llc", "https://stelac.com/ADVISORY-SERVICES" ], "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145103", "city_as_filed": "NEW YORK", "url": "https://advisorcensus.com/firm/stelac-advisory-services-llc-new-york-ny-145103", "display_name": "Stelac Advisory Services LLC", "summary": "Stelac Advisory Services LLC is an SEC-registered investment advisory firm in New York, NY, registered since 2008, reporting over $5 billion in regulatory assets under management in its Form ADV filing dated March 31, 2026.", "citation": "AdvisorCensus. Stelac Advisory Services LLC (CRD 145103): Form ADV filing data as of October 2026.", "registration_type_label": "SEC-registered investment adviser", "compensation_labels": [ "A percentage of assets under your management", "Fixed fees (other than subscription fees)", "Performance-based fees" ], "advisory_activity_labels": [ "Financial planning services", "Portfolio management for individuals and/or small businesses", "Portfolio management for pooled investment vehicles (other than investment companies)", "Portfolio management for businesses (other than small businesses) or institutional clients", "Selection of other advisers (including private fund managers)", "Publication of periodicals or newsletters" ], "quick_answers": [ { "q": "How is Stelac Advisory Services LLC compensated?", "a": "On its Form ADV (Item 5.E, October 2026), Stelac Advisory Services LLC reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees); performance-based fees." }, { "q": "How much does Stelac Advisory Services LLC charge?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 states: Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it). Fees can differ by service and may be negotiable; the brochure is the complete statement." }, { "q": "Where is Stelac Advisory Services LLC located?", "a": "Stelac Advisory Services LLC's principal office is in New York, NY, according to its Form ADV; the April 2026 filing also lists 1 other office (Schedule D, Section 1.F)." }, { "q": "Is Stelac Advisory Services LLC registered with the SEC or a state?", "a": "Stelac Advisory Services LLC is an SEC-registered investment advisory firm, registered since 2008. Status as filed: Approved. CRD 145103." }, { "q": "How much does Stelac Advisory Services LLC manage?", "a": "Stelac Advisory Services LLC reports $6,286,367,512 in regulatory assets under management in its Form ADV filing dated March 31, 2026 (66% discretionary)." }, { "q": "How have Stelac Advisory Services LLC's assets and staff changed since 2021?", "a": "In the Form ADV data for Stelac Advisory Services LLC: Regulatory assets under management: $3,172,521,977 in the October 2021 data and $6,286,367,512 in the October 2026 data, up 98%. Total employees: 32 in October 2021 and 21 in October 2026. Assets under management move with markets as well as with clients coming and going." }, { "q": "What types of clients does Stelac Advisory Services LLC serve?", "a": "By number of clients on Form ADV Item 5.D: high net worth individuals (98); pooled investment vehicles (other than investment companies and business development companies) (3)." }, { "q": "Which custodians does Stelac Advisory Services LLC use?", "a": "Stelac Advisory Services LLC's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Citigroup Global Markets Inc. and J.P. Morgan Securities LLC as custodians holding 10% or more of its separately managed account assets." }, { "q": "Does Stelac Advisory Services LLC report any disciplinary disclosures?", "a": "Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/145103" }, { "q": "Does Stelac Advisory Services LLC state an account minimum?", "a": "Its Form ADV Part 2A brochure dated March 30, 2026 says: \"There are no required minimums of assets under management for Stelac’s investment supervisory services at this time.\"" }, { "q": "What changed in Stelac Advisory Services LLC's recent Form ADV filings?", "a": "In the April 2026 filing data: Employees performing advisory functions went from 9 to 10. Regulatory assets under management went from $4,060,308,136 to $6,286,367,512 (+55%)." } ], "filing_history": [ { "period": "2021-10-01", "regulatory_assets_under_management": 3172521977.0, "total_employees": 32, "filing_date": "2021-03-29" }, { "period": "2022-10-01", "regulatory_assets_under_management": 2647278299.0, "total_employees": 23, "filing_date": "2022-06-30" }, { "period": "2023-10-01", "regulatory_assets_under_management": 2669168072.0, "total_employees": 24, "filing_date": "2023-03-31" }, { "period": "2024-10-01", "regulatory_assets_under_management": 3941146748.0, "total_employees": 24, "filing_date": "2024-03-28" }, { "period": "2025-10-01", "regulatory_assets_under_management": 4060308136.0, "total_employees": 22, "filing_date": "2025-03-25" }, { "period": "2026-10-01", "regulatory_assets_under_management": 6286367512.0, "total_employees": 21, "filing_date": "2026-03-31" } ], "recent_changes": [ { "period": "2026-04-01", "period_label": "April 2026", "notes": [ "Employees performing advisory functions went from 9 to 10.", "Regulatory assets under management went from $4,060,308,136 to $6,286,367,512 (+55%)." ] } ], "fees_from_brochure": { "source": "Form ADV Part 2A brochure dated March 30, 2026", "provided_by_the_firm": false, "tiers": [], "flat_rate": null, "stated_range": "0.4% to 1% a year", "stated_maximum": null, "account_minimum": "None", "account_minimum_may_be_waived": false, "minimum_annual_fee": null, "planning_fees": [], "figures": [ { "label": "Asset-based fee", "statements": [ "Asset-based fee: 0.4% to 1% a year (a range, as the brochure states it)" ], "quotes": [ "Our annual fees for ISS are based upon a percentage of assets under management/supervision and generally range from 0.40% to 1.00%, depending on the size and complexity of the client." ] }, { "label": "Account minimum", "statements": [ "Account minimum: None" ], "quotes": [ "There are no required minimums of assets under management for Stelac’s investment supervisory services at this time." ] } ], "values": { "tiers": [], "range_pct": [ 0.4, 1.0 ], "max_pct": null, "account_minimum": 0.0, "minimum_annual_fee": null, "planning": [] }, "quotes": [ "Our annual fees for ISS are based upon a percentage of assets under management/supervision and generally range from 0.40% to 1.00%, depending on the size and complexity of the client.", "There are no required minimums of assets under management for Stelac’s investment supervisory services at this time." ], "note": "As stated in the firm's brochure; fees can differ by service and may be negotiable." }, "custodians": [ { "name": "Citigroup Global Markets Inc.", "name_as_filed": "CITIGROUP GLOBAL MARKETS INC.", "affiliated": false }, { "name": "J.P. Morgan Securities LLC", "name_as_filed": "J.P. MORGAN SECURITIES LLC", "affiliated": false } ], "custodians_note": "Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.", "markdown_url": "https://advisorcensus.com/firm/stelac-advisory-services-llc-new-york-ny-145103.md", "clients": [ { "type": "high_net_worth_individuals", "label": "High net worth individuals", "count": 98, "fewer_than_5": false, "raum": 6244615103.0 }, { "type": "pooled_investment_vehicles", "label": "Pooled investment vehicles (other than investment companies and business development companies)", "count": 3, "fewer_than_5": false, "raum": 41752409.0 } ], "disclosure_line": "Reports no disclosure items on Form ADV Item 11.", "disclosure_items": [], "indexable": true, "suppressed": false, "claimed": false, "enhanced": false, "provided_by_the_firm": null, "source": { "name": "Form ADV", "as_of": "2026-10-01", "iapd_url": "https://adviserinfo.sec.gov/firm/summary/145103", "operator": "BH Monitor Services, LLC", "license": "https://creativecommons.org/licenses/by/4.0/", "credit": "AdvisorCensus (advisorcensus.com), from SEC Form ADV data" } }