# Stegner Investment Associates Inc > Stegner Investment Associates Inc is an SEC-registered investment advisory firm in Louisville, KY, registered since 1994, reporting $1 billion to $5 billion in regulatory assets under management in its Form ADV filing dated September 21, 2026. - CRD: 107480 - Filed as: STEGNER INVESTMENT ASSOCIATES INC - Registration: SEC-registered investment adviser (status as filed: Approved) - Location: Louisville, KY - Filing period: October 2026 - Form ADV filing dated: September 21, 2026 - SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/107480 - AdvisorCensus page: https://advisorcensus.com/firm/stegner-investment-associates-inc-louisville-ky-107480 ## Quick answers **How is Stegner Investment Associates Inc compensated?** On its Form ADV (Item 5.E, October 2026), Stegner Investment Associates Inc reports these compensation arrangements: a percentage of assets under its management; fixed fees (other than subscription fees). **Where is Stegner Investment Associates Inc located?** Stegner Investment Associates Inc's principal office is in Louisville, KY, according to its Form ADV. **Is Stegner Investment Associates Inc registered with the SEC or a state?** Stegner Investment Associates Inc is an SEC-registered investment advisory firm, registered since 1994. Status as filed: Approved. CRD 107480. **How much does Stegner Investment Associates Inc manage?** Stegner Investment Associates Inc reports $2,768,774,437 in regulatory assets under management in its Form ADV filing dated September 21, 2026 (79% discretionary). **How have Stegner Investment Associates Inc's assets and staff changed since 2021?** In the Form ADV data for Stegner Investment Associates Inc: Regulatory assets under management: $1,461,882,489 in the October 2021 data and $2,768,774,437 in the October 2026 data, up 89%. Total employees: 10 in October 2021 and 10 in October 2026. Assets under management move with markets as well as with clients coming and going. **What types of clients does Stegner Investment Associates Inc serve?** By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (101); high net worth individuals (101); charitable organizations (19). **Which custodians does Stegner Investment Associates Inc use?** Stegner Investment Associates Inc's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists Charles Schwab & Co., Inc., Lincoln Financial Group Trust Company and T Rowe Price Retirement Plan Services, Inc as custodians holding 10% or more of its separately managed account assets. **Does Stegner Investment Associates Inc report any disciplinary disclosures?** Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/107480 **Does Stegner Investment Associates Inc state an account minimum?** Its Form ADV Part 2A brochure dated March 24, 2026 says: "In general, we require a minimum account size of $1,000,000 to open and maintain an advisory account which can be waived at our discretion." **What changed in Stegner Investment Associates Inc's recent Form ADV filings?** In the October 2026 filing data: Updated its list of owners and control persons (Schedule A). ## From the Form ADV filing ### Compensation (Item 5.E) - A percentage of assets under your management - Fixed fees (other than subscription fees) ### Fees and minimums (Form ADV Part 2A brochure dated March 24, 2026) - Account minimum: $1,000,000 (the brochure says it may be waived or negotiated) > In general, we require a minimum account size of $1,000,000 to open and maintain an advisory account which can be waived at our discretion. - Minimum annual fee: $10,000 > Minimum Annual Account Fee $10,000/year As stated in the firm's brochure. Fees can differ by service and may be negotiable. ### Custodians (Schedule D, Section 5.K(3)) - Charles Schwab & Co., Inc. - Lincoln Financial Group Trust Company - T Rowe Price Retirement Plan Services, Inc Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian. ### Regulatory assets under management (Item 5.F) - Total: $2,768,774,437 - Discretionary: $2,200,360,631 - Non-discretionary: $568,413,806 ### Clients (Item 5.D) | Client type | Clients | Assets | | --- | --- | --- | | Individuals (other than high net worth individuals) | 101 | $82,251,616 | | High net worth individuals | 101 | $571,620,189 | | Pension and profit sharing plans (but not the plan participants or government pension plans) | 14 | $1,945,002,002 | | Charitable organizations | 19 | $166,919,790 | | Corporations or other businesses not listed above | Fewer than 5 | $2,980,840 | ### Advisory services (Item 5.G) - Portfolio management for individuals and/or small businesses - Portfolio management for businesses (other than small businesses) or institutional clients ### Firm details - Registered since: 1994 (32 years) - Employees: 10 total, 5 performing advisory functions - Wrap fee program participation: No - States registered or notice-filed: CA, FL, IL, KY, SC, TN, TX - Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11. ### Websites listed on Form ADV (Item 1.I) - stegnerinvestments.com - LinkedIn @stegner-investment-associates-inc- ## Assets and staff over time | Data period | Regulatory assets under management | Employees | Filing dated | | --- | --- | --- | --- | | October 2021 | $1,461,882,489 | 10 | March 31, 2021 | | October 2022 | $1,712,697,257 | 12 | May 13, 2022 | | October 2023 | $1,728,294,955 | 10 | March 15, 2023 | | October 2024 | $2,119,435,054 | 11 | March 21, 2024 | | October 2025 | $2,409,913,680 | 11 | March 21, 2025 | | October 2026 | $2,768,774,437 | 10 | September 21, 2026 | Regulatory assets under management: $1,461,882,489 in the October 2021 data and $2,768,774,437 in the October 2026 data, up 89%. Total employees: 10 in October 2021 and 10 in October 2026. ## Changes in the filing (last 12 months) ### October 2026 - Updated its list of owners and control persons (Schedule A). ### April 2026 - Regulatory assets under management went from $2,409,913,680 to $2,768,774,437 (+15%). - Registered or notice-filed in SC. ## Source Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Stegner Investment Associates Inc (CRD 107480): Form ADV filing data as of October 2026.