# Steffens Financial Corp

> Steffens Financial Corp is an SEC-registered investment advisory firm in Byram Township, NJ, registered since 2026, reporting $100 million to $500 million in regulatory assets under management in its Form ADV filing dated September 25, 2026.

- CRD: 342546
- Filed as: STEFFENS FINANCIAL CORP
- Registration: SEC-registered investment adviser (status as filed: 120-Day Approval)
- Location: Byram Township, NJ
- Filing period: October 2026
- Form ADV filing dated: September 25, 2026
- SEC record (IAPD): https://adviserinfo.sec.gov/firm/summary/342546
- AdvisorCensus page: https://advisorcensus.com/firm/steffens-financial-corp-byram-township-nj-342546

## Quick answers

**How is Steffens Financial Corp compensated?**
On its Form ADV (Item 5.E, October 2026), Steffens Financial Corp reports these compensation arrangements: a percentage of assets under its management; hourly charges; fixed fees (other than subscription fees).

**Where is Steffens Financial Corp located?**
Steffens Financial Corp's principal office is in Byram Township, NJ, according to its Form ADV.

**Is Steffens Financial Corp registered with the SEC or a state?**
Steffens Financial Corp is an SEC-registered investment advisory firm, registered since 2026. Status as filed: 120-Day Approval. CRD 342546.

**How much does Steffens Financial Corp manage?**
Steffens Financial Corp reports $162,007,559 in regulatory assets under management in its Form ADV filing dated September 25, 2026 (100% discretionary).

**What types of clients does Steffens Financial Corp serve?**
By number of clients on Form ADV Item 5.D: individuals (other than high net worth individuals) (187); high net worth individuals (37); corporations or other businesses not listed above (3).

**Which custodians does Steffens Financial Corp use?**
Steffens Financial Corp's most recent Form ADV filing (Schedule D, Section 5.K(3)) lists National Financial Services LLC as a custodian holding 10% or more of its separately managed account assets.

**Does Steffens Financial Corp report any disciplinary disclosures?**
Reports no disclosure items on Form ADV Item 11. The detail of any item is on the firm's SEC record: https://adviserinfo.sec.gov/firm/summary/342546

**What changed in Steffens Financial Corp's recent Form ADV filings?**
In the July 2026 filing data: Newly registered with the SEC.

## From the Form ADV filing

### Compensation (Item 5.E)
- A percentage of assets under your management
- Hourly charges
- Fixed fees (other than subscription fees)

### Custodians (Schedule D, Section 5.K(3))
- National Financial Services LLC

Custodians holding 10% or more of the firm's separately managed account assets, as filed on Form ADV (Schedule D, Section 5.K(3)). A custodian holds client assets; it does not endorse or supervise the firm. AdvisorCensus has no relationship with any custodian.

### Regulatory assets under management (Item 5.F)
- Total: $162,007,559
- Discretionary: $162,007,559
- Non-discretionary: $0

### Clients (Item 5.D)

| Client type | Clients | Assets |
| --- | --- | --- |
| Individuals (other than high net worth individuals) | 187 | $56,872,125 |
| High net worth individuals | 37 | $102,697,557 |
| Pension and profit sharing plans (but not the plan participants or government pension plans) | 2 | $1,332,397 |
| Corporations or other businesses not listed above | 3 | $1,105,480 |

### Advisory services (Item 5.G)
- Financial planning services
- Portfolio management for individuals and/or small businesses
- Portfolio management for businesses (other than small businesses) or institutional clients
- Pension consulting services
- Selection of other advisers (including private fund managers)
- Other

### Firm details
- Registered since: 2026 (0 years)
- Employees: 10 total, 3 performing advisory functions
- Wrap fee program participation: Yes
- States registered or notice-filed: FL, GA, LA, NC, NJ, NY, PA, TX
- Disclosures (Item 11): Reports no disclosure items on Form ADV Item 11.

### Websites listed on Form ADV (Item 1.I)
- steffensfinancial.com
- Facebook @SteffensFinancial
- Instagram @steffensfinancial
- LinkedIn @steffens-financial

## Changes in the filing (last 12 months)

### July 2026
- Newly registered with the SEC.

## Source

Form ADV as filed, October 2026. Values appear as filed. Cite as: AdvisorCensus. Steffens Financial Corp (CRD 342546): Form ADV filing data as of October 2026.